Compliance, FCC- Monitoring and Assurance (MAG), Associate, Salt Lake City

Financial Crime Compliance
Financial Crime Compliance (FCC) coordinates Goldman Sachs enterprise-wide anti-money laundering (AML) economic sanctions and anti-bribery compliance efforts. The combined FCC team which is composed of professionals with extensive law enforcement regulatory legal compliance forensic consulting operations and business experience administers an array of surveillances due diligence investigative expertise and other control processes designed to identify potential money laundering terrorist financing bribery fraud and other violations of law.

The Monitoring and Assurance Group (MAG) evaluates the efficacy of the FCC program controls. The team conducts riskbased monitoring and assurance over financial crime related controls to document compliance with regulatory standards and in accordance with the risk appetite of the Firm.

Job Summary & Responsibilities

The ideal candidate will support the execution of monitoring and assurance reviews contribute to firmwide control oversight efforts and engage closely with FCC stakeholders and the firms global business units to assess control effectiveness identify risks and track remediation outcomes.

• Execute riskbased Monitoring and Assurance reviews over FCCimpacting controls including Partner Processes to assess control design effectiveness and sustainability.
• Engage with FCC teams partner functions and stakeholders to obtain information perform walkthroughs and evaluate control execution against firm standards and regulatory expectations.
• Analyze document and communicate review scope testing results and conclusions in clear wellstructured workpapers and managementready materials.
• Identify control gaps findings and areas for enhancement; support remediation discussions and validate completion of corrective action plans.
• Support reporting metrics and governance deliverables including dashboards trend analysis and materials for FCC leadership forums.
• Contribute to MAG program execution and improvements including methodology enhancements workflow efficiencies and FCC oversight initiatives.

Basic Qualifications:
Understand regulatory requirements such as the Bank Secrecy Act and the Patriot Act
The ideal candidate possesses strong analytical skills an ability to learn quickly and readily understand AML concepts and issues relevant to business line coverage.
Experience related to AML KYC surveillances conducting investigations or regulatory compliance is desirable.
Works well under pressure effectively prioritizes and is able to multi-task
Strong oral and written communication and presentation skills
Driven organized and energetic
Analytical; attention to detail; capable of identifying and distilling relevant information quickly
Works cooperatively and courteously with others as well as ability to work independently
Capable of interacting with senior leaders
Interest in technology enhancements and data analysis
Proficiency in Microsoft Excel PowerPoint Word

Preferred Qualifications:
Prior AML / Financial Crime Compliance experience is preferred
Clear thinker capable of turning complex topics into concise and compelling narratives
Prior experience reviewing data to identity risk-relevant information
Knowledgeable on BSA/AML compliance
Familiarity with the investment banking global markets and/or asset management industries and/or Goldman Sachs businesses