AVP, Investment Compliance & Regulatory Solutions
Job Summary
Location:Singapore
Job Function:Global Investment Services
Job Type:Permanent
Req ID:17118
GIC is one of the worlds largest sovereign wealth funds. With over 2000 employees across 11 locations around the world we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the worlds industry leaders. As a leading global long-term investor we Work at the Point of Impact for Singapores financial future and the communities we invest in worldwide.
Global Investment Services
What impact can you make in this role
You will be part of an integrated team that provides investment services across all public and private markets asset classes for GIC.
We are currently looking for an Assistant Vice President (AVP) to join our Investment Compliance & Regulatory Solutions (ICRS) team. The ICRS team specializes in researching managing and implementing response to all regulatory reporting provisions that affect the firms global investments with internal and external advisors. Responsibilities include being the resident expert on regulatory implementation as part of the review of new products and markets across all product lines particularly as regulations evolved. The team also monitors listed investments across public and private markets to ensure compliance across various restrictions and limits arising from regulations client guidelines or internal risk frameworks.
What will you do as an AVP Investment Compliance & Regulatory Solutions
- Be part of the Investment Compliance & Regulatory Solutions function covering responsibilities to ensure compliance to regulatory client and risk frameworks.
- Support the BAU running of operational activities including investment monitoring regulatory filing and submissions
- Participate actively in internal transformational projects engaging data and technology teams to understand change impact and perform system testing.
- Be involved in the coding review testing and implementation of compliance rules across order management trade execution and compliance platforms.
- Analyse the impact of new and/or existing regulations on investment activities and proposed implementation to the regulations.
- Proactive and persistent in engaging the wider team and subject matter experts with good stakeholder management.
- Be able to effectively represent ICRS in applying a regulatory compliance lens to new products markets and business assessments as well as change management activities.
What qualifications or skills should you possess in this role
- Bachelors degree in either Accounting/Finance Business Legal or a similar field.
- At least 4-6 years of experience within Investment Monitoring/Portfolio Compliance or Regulatory Compliance function preferred.
- Possesses strong analytical skills good working knowledge and confidence with data handling.
- Familiarity with financial products across all asset classes would be advantageous but minimally with equity products.
- Good understanding of regulations and investment monitoring requirements preferred.
- Strong appreciation of process controls and risk management.
- Possesses strong communication skills and confidence to effectively engage multiple stakeholders.
- Experience with establishing and meeting critical deadlines managing multiple projects/deals concurrently as well as tracking and driving execution.
- Naturally inquisitive curious and resourceful while exhibiting drive towards achieving strategic outcomes for the team.
Work at the Point of Impact
We need to be forward-looking to attract the right people to help us become the Leading Global Long-term Investor. Join our ambitious agile and diverse teams - be empowered to push boundaries and pursue innovative ideas share your views and be anchored on our PRIME Values: Prudence Respect Integrity Merit and Excellence which guides us in how we make our day-to-day decisions. We strive to inspire. To make an impact.
Flexibility at GIC
At GIC our offices are vibrant hubs for ideation professional growth and interpersonal connection. At the same time we believe that flexibility allows us to do our best work and be our best selves. Thus our teams come into the office four days per week to harness the benefits of in-person collaboration but have the flexibility to choose which days they work from home and adjust this arrangement as situational needs arise.
GIC is an equal opportunity employer
GIC is an equal opportunity employer and we value diversity. We do not discriminate based on race religion color national origin sex gender gender expression sexual orientation age marital status veteran status or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process to perform essential job functions and to receive other benefits and privileges of employment.
Please email at any point of the application or interview process if adjustments need to be made due to a disability.
Learn more about our Global Investment Services here:
About Company
We are driven by a common purpose – securing Singapore’s financial future.