BXCI Compliance, Assistant Vice President
Job Summary
Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors the companies we invest in and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused onprivate equity real estate public debt and equity infrastructure life sciences growth equity opportunistic non-investment grade credit real assets and secondary funds all on a global information is available at . Follow @blackstone onLinkedInX andInstagram.
Blackstone Credit & Insurance
Blackstone Credit & Insurance (BXCI) is one of the worlds leading credit investors. Our investments span the credit markets including private investment grade asset-based lending public investment grade and high yield sustainable resources infrastructure debt collateralized loan obligations direct lending and opportunistic credit. They seek to generate attractive risk-adjusted returns for institutional and individual investors by offering companies capital needed to strengthen and grow their businesses. BXCI is also a leading provider of investment management services for insurers helping those companies better deliver for policyholders through our world-class capabilities in investment grade private credit.
Job Title: BXCI Compliance Assistance Vice President
The Compliance Assistant Vice President will be an integral part of the compliance team dedicated to the Compliance Program covering the investment businesses described above.
Primary job responsibilities include:
Job Description:
- Provide regulatory and compliance advice to investment professionals and business personnel with a primary focus on private credit transactions including the preparation of reports and presentations for the investment team and senior management
- Represent Compliance in the development and execution of global regulatory compliance and strategic initiatives across the BXCI platform
- Manage highly confidential information within the Blackstone Credit & Insurance business across Blackstone business units and externally including information subject to the Market Abuse Regulation (MAR)
- Oversee the intake and handling of confidential and material non-public information including direct engagement with external counterparties
- Manage all aspects of trade restrictions including clearing trades maintaining and updating restricted lists and advising on information barriers
- Design implement maintain and enhance compliance policies procedures controls and training with particular emphasis on confidential and material non-public information and evolving regulatory requirements
- Partner with internal stakeholders in responding to regulatory inquiries and examinations including preparation for on-site inspections and conducting mock examinations in coordination with external consultants and legal counsel
- Advise on licensing and regulatory considerations for private credit transactions across the EMEA region
- Support the monitoring and oversight of the BXCI trade and execution desk in EMEA including best execution obligations transaction monitoring and trade surveillance
- Provide day-to-day compliance oversight and advisory support including:
- Conflicts of interest monitoring
- Review of trade documentation
- Assessment of risks related to non-public information and trading
- Compliance Monitoring
- Trade review
- Develop manage and mentor compliance team members fostering strong regulatory judgment and business partnership
- Assist in maintaining and enhancing the firms compliance framework covering key EU and UK regulations including MiFID II AIFMD MAR and Blackstones internal policies and procedures
Qualifications:
- 4-8 years of experience in the legal compliance or regulatory fields exposure to Credit Businesses advisory a plus
- Detailed operational and regulatory knowledge of either AIFMD MiFID and/or UCITS
- Experience working with a trading execution desk would be advantageous
- Proven risk experience with an ability to assess and effectively mitigate enterprise-wide risks
- Must be a strong and independent thinker with excellent interpersonal and communication skills
- Ability to develop relationships internally and externally
- Ability to set priorities be proactive in new situations and to independently manage projects to conclusion is important.
- Knowledge of and ability to communicate risks best practices and regulatory requirements (U.S. and international).
- Desire to work as part of a highly collaborative compliance team in a dynamic environment and willingness to embrace a variety of issues and devise solutions to problems.
All qualified applicants will receive consideration for employment without regard to race color religion sex age disability sexual orientation national origin or any other category protected by law.
The duties and responsibilities described here are not exhaustive and additional assignments duties or responsibilities may be required of this position. Assignments duties and responsibilities may be changed at any time with or without notice by Blackstone in its sole discretion.
Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race color creed religion sex pregnancy national origin ancestry citizenship status age marital or partnership status sexual orientation gender identity or expression disability genetic predisposition veteran or military status status as a victim of domestic violence a sex offense or stalking or any other class or status in accordance with applicable federal state and local laws. This policy applies to all terms and conditions of employment including but not limited to hiring placement promotion termination transfer leave of absence compensation and training. All Blackstone employees including but not limited to recruiting personnel and hiring managers are required to abide by this policy.
If you need a reasonable accommodation to complete your application please contact Human Resources at (US) 44 (0)(EMEA) or(APAC).
Depending on the position you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:
Attending client meetings where you are discussing Blackstone products and/or and client questions;
Marketing Blackstone funds to new or existing clients;
Supervising or training securities licensed employees;
Structuring or creating Blackstone funds/products; and
Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials.
Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.
To submit your application please complete the form below. Fields marked with a red asterisk * must be completed to be considered for employment (although some can be answered prefer not to say). Failure to provide this information may compromise the follow-up of your application. When you have finished click Submit at the bottom of this form.
Required Experience:
Exec
About Company
Blackstone is the world’s largest alternative asset manager, serving institutional and individual investors by building strong businesses positioned to deliver lasting value.