Job Title : US Registration Support
Experience : 1-3 Years
Location : Mumbai
Roles & Responsibilities
- Support compliance registration processes for global regulatory requirements.
- Manage and process employee registration activities and documentation.
- Ensure ongoing employee compliance with regulatory frameworks.
- Coordinate with global teams to deliver registration and compliance activities.
- Monitor and track completion of regulatory training and certifications.
- Maintain SOPs process documentation and prepare MIS reports.
- Provide updates to stakeholders and escalate critical issues when required.
- Identify and implement process improvements for efficiency.
- Work with internal or vendor systems to manage compliance processes.
- Collaborate with teams such as HR and Front Office on compliance matters.
Requisites
- Bachelors degree in Finance Business or related field.
- Knowledge of regulatory registrations and compliance processes.
- Strong administrative and analytical skills.
- Proficiency in MS Office (Excel Word PowerPoint).
- Good understanding of financial products is an advantage.
- Strong attention to detail and problem-solving abilities.
- Good communication and stakeholder management skills.
- Ability to multitask and meet deadlines in a fast-paced environment.
- Adaptability and willingness to learn.
- Experience in compliance or financial services
Required Skills:
Swap Dealer Associated PersonRegulatory RegistrationsFinanceCompliance ProcessesStakeholder Management
Job Title : US Registration SupportExperience : 1-3 YearsLocation : MumbaiRoles & Responsibilities Support compliance registration processes for global regulatory requirements. Manage and process employee registration activities and documentation. Ensure ongoing employee compliance with regulator...
Job Title : US Registration Support
Experience : 1-3 Years
Location : Mumbai
Roles & Responsibilities
- Support compliance registration processes for global regulatory requirements.
- Manage and process employee registration activities and documentation.
- Ensure ongoing employee compliance with regulatory frameworks.
- Coordinate with global teams to deliver registration and compliance activities.
- Monitor and track completion of regulatory training and certifications.
- Maintain SOPs process documentation and prepare MIS reports.
- Provide updates to stakeholders and escalate critical issues when required.
- Identify and implement process improvements for efficiency.
- Work with internal or vendor systems to manage compliance processes.
- Collaborate with teams such as HR and Front Office on compliance matters.
Requisites
- Bachelors degree in Finance Business or related field.
- Knowledge of regulatory registrations and compliance processes.
- Strong administrative and analytical skills.
- Proficiency in MS Office (Excel Word PowerPoint).
- Good understanding of financial products is an advantage.
- Strong attention to detail and problem-solving abilities.
- Good communication and stakeholder management skills.
- Ability to multitask and meet deadlines in a fast-paced environment.
- Adaptability and willingness to learn.
- Experience in compliance or financial services
Required Skills:
Swap Dealer Associated PersonRegulatory RegistrationsFinanceCompliance ProcessesStakeholder Management
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