US Registration Support

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profile Job Location:

Mumbai - India

profile Monthly Salary: Not Disclosed
Posted on: 11 hours ago
Vacancies: 1 Vacancy

Job Summary

Job Title : US Registration Support

Experience : 1-3 Years

Location : Mumbai

Roles & Responsibilities

  • Support compliance registration processes for global regulatory requirements.
  • Manage and process employee registration activities and documentation.
  • Ensure ongoing employee compliance with regulatory frameworks.
  • Coordinate with global teams to deliver registration and compliance activities.
  • Monitor and track completion of regulatory training and certifications.
  • Maintain SOPs process documentation and prepare MIS reports.
  • Provide updates to stakeholders and escalate critical issues when required.
  • Identify and implement process improvements for efficiency.
  • Work with internal or vendor systems to manage compliance processes.
  • Collaborate with teams such as HR and Front Office on compliance matters.

Requisites

  • Bachelors degree in Finance Business or related field.
  • Knowledge of regulatory registrations and compliance processes.
  • Strong administrative and analytical skills.
  • Proficiency in MS Office (Excel Word PowerPoint).
  • Good understanding of financial products is an advantage.
  • Strong attention to detail and problem-solving abilities.
  • Good communication and stakeholder management skills.
  • Ability to multitask and meet deadlines in a fast-paced environment.
  • Adaptability and willingness to learn.
  • Experience in compliance or financial services

Required Skills:

Swap Dealer Associated PersonRegulatory RegistrationsFinanceCompliance ProcessesStakeholder Management

Job Title : US Registration SupportExperience : 1-3 YearsLocation : MumbaiRoles & Responsibilities Support compliance registration processes for global regulatory requirements. Manage and process employee registration activities and documentation. Ensure ongoing employee compliance with regulator...
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