Auditor Investment Management (Max 74hr W2)

Hybrid role - Please note this assignment should run until October

The resource will provide general audit support to the IAD-Investment Management team
Scope and Deliverable Details
Audit Execution:
Data gathering and analysis
Control Testing
Leading walkthrough meetings to obtain understanding of processes and controls
Documentation and evidencing including narrative documentation test of ones fieldwork leadsheets
Stakeholder communication

Closure Verification support for Action Plans:
Perform initial review and control design walkthroughs to identify and document key processes risks and controls
Assist with preparing the Initial Review Memo and Design Review Memos
Develop execute and document control design testing related to the process design and controls design
Develop execute and document control operating effectiveness testing related to the controls implementation and execution
Meet with Brokerage employees and contractors to comprehend policies processes and controls
Report the outcome of meetings and discussions to the Authorized Brokerage Employees
Review and validate evidence to determine the effectiveness of controls
Submit design and operating effectiveness testing conclusion workpapers
Finalize closure verification testing results for the team to review and upload to OpenPages
Perform issue closure verification procedures including control update testing if necessary

Skillsets & Experience Required
Perform initial review and control design walkthroughs to identify and document key processes risks and controls
Assist with preparing the Initial Review Memo and Design Review Memos
Develop execute and document control design testing related to the process design and controls design
Develop execute and document control operating effectiveness testing related to the controls implementation and execution
Meet with Brokerage employees and contractors to comprehend policies processes and controls
Report the outcome of meetings and discussions to the Authorized Brokerage Employees
Review and validate evidence to determine the effectiveness of controls
Submit design and operating effectiveness testing conclusion workpapers
Finalize closure verification testing results for the team to review and upload to OpenPages
Perform issue closure verification procedures including control update testing if necessary
4-6 years experience

Additional Information :

All your information will be kept confidential according to EEO guidelines.

Remote Work :

No

Employment Type :

Contract