Compliance Officer
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Job Location:
Geneva - Switzerland
Monthly Salary:
Not Disclosed
Posted on:
10 hours ago
Vacancies:
1 Vacancy
Job Summary
A day in your future job:
- Process periodic reviews; carry out press and adverse news research; prepare a full review sheet;
- Analyse account opening files; carry out press and adverse news research; prepare a Compliance analysis sheet;
- Participate in Management Committees for account openings and periodic reviews;
- Analyses prospect files transmitted by the MROs and which present risk criteria in accordance with our internal guidelines;
- Processes name screening alerts;
- Analyses and processes market abuse type transactional alerts;
- Analyses the opening of new business introducer and independent asset manager relationships;
- Carries out the annual review of the business introducer and independent asset manager relationships;
- Carry out monthly controls on various subjects (opening of standard accounts changes in risk complex structures etc.);
- Preparing and distributing internal reports (KPI/KRI) and contributing to regular reporting on the teams activities;
- Providing support to the Front Office on AML/Market issues particularly in connection with requests to open accounts reviews or bank counterparties;
- Responding to requests from internal/external auditors;
- Participating in the analysis of the AML/Market activities of the Banks foreign entities as a Head Office team;
- Drafting maintaining and updating the governance texts (directives procedures guides) governing the teams activities.
Qualifications :
Your assets to succeed:
- University degree or a degree considered equivalent preferably from a Swiss university;
- At least 5 years of experience in a similar role within a bank in Switzerland;
- Solid knowledge of Swiss law and additional training in banking compliance in particular with regard to the fight against money laundering and to sanctions issues;
- Excellent resistance to stress work with methodology and rigorous team player adaptable and flexible;
- Good oral and written communication skills in French and in English;
- Excellent skills in the MS office and in Bloomberg.
Additional Information :
Step into the action!
- Family-friendly and dynamic environment;
- Direct impact on the business no matter your position or seniority;
- Work in an environment that encourages autonomy and entrepreneurship;
- Flexible working arrangements to help you achieve a better work-life balance;
- Variety of cultural and sporting activities during your free time;
- Inclusion and equal treatment;
- Various employee benefits & family friendly benefits.
Remote Work :
No
Employment Type :
Full-time
Key Skills
About Company
Joining Mirabaud, means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to d ... View more
