Assistant Vice President Trade Surveillance
Share
Job Location:
Quezon City - Philippines
Monthly Salary:
Not Disclosed
Posted on:
Yesterday
Vacancies:
1 Vacancy
Job Summary
Somecareersshinebrighterthanothers.
Assistant Vice President Trade surveillance.
JobResponsibilities:
- Perform trade surveillance on order flow from Markets & Security Services traders and customers across an array of asset classes including equities fixed income Foreign Exchange and derivatives for potential market abuse and escalate them where appropriate
- Review electronic-communications surveillance alerts for potential market abuse and misconduct and escalate them where appropriate
- Contribute to the ongoing testing and calibration of surveillance systems and controls to ensure market abuse risks are being identified against a continuously evolving risk and regulatory landscape
- Draft and submit compelling regulatory filings based on evidence gathered through in-depth intelligence-led surveillance investigations
- Contribute to general governance and administrative responsibilities of Surveillance team such as issues management training and the production of MI (management information) and reporting Qualifications
JobRequirements:
- Ability to analyze and present complex information in a clear concise and precise written and verbal format is essential
- A strong understanding of financial markets and regulation with focus on equities fixed income and derivatives.
- Experience of working in a dealing/trading environment is preferable but not essential
- Experience of working in a surveillance monitoring or investigative function is preferable
- Knowledge of surveillance tools such as TradingHub Bloomberg Transaction Cost Analysis (BTCA) and Digital Reasoning is preferable but not essential
CandidatewithlessrelevantexperienceorskillsmaybeofferedalowerGlobalCareerBandthanstatedabove.
Duetotheurgenthiringneedcandidateswithimmediaterighttoworklocallyandnorelocationneedwillbeprioritized.
YoullachievemorewhenyoujoinHSBC.
.
Required Experience:
Exec
Key Skills
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.
