Vice President Dealing Officer
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1 Vacancy
Job Summary
Some careers open more doors than others.
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Broking Services provides full investment services in stocks bonds currencies precious metals commodities and derivatives to retail corporate customers and financial intermediaries. As a leading full service broker dealer in Hong Kong our investment services include advisory execution risk and portfolio management custodianship and margin financing.
Vice President - Dealing Officer HSBC Invest Direct Securities (India) Pvt. Ltd (HISL)
Position Details
Department:Product/Business
Location:Mumbai
Job Summary
The Dealing Officer will be responsible for the execution of trades on the stock exchanges trading platform on behalf of our customers. This role involves placing modifying and canceling orders on behalf of clients ensuring all actions are compliant accurate and aligned with market integrity.
Core Responsibilities & Duties
Trade Execution
- Execute client orders for cash equity & equity derivative segments on the trading terminal.
- Ensure all orders are placed accurately and promptly adhering to client instructions.
- Monitor open positions pending orders and real-time market movements.
Compliance & Risk
- Adhere strictly to all risk management parameters (e.g. client limits margin requirements) before placing any order.
- Ensure all orders are placed using the correct Unique Client Code (UCC).
- Maintain the confidentiality of client orders and trading activity.
- Report any unusual trading activity or suspected market abuse to the Compliance Officer.
Client Interaction:
- Communicate with clients to confirm order instructions.
- Provide market information and updates as required.
- Maintain a clear and verifiable audit trail of all client instructions (e.g. recorded phone lines email).
Qualifications Certifications & Experience
- Education: Graduate in Commerce / Finance / Economics / Business CFA
- Certifications: (Mandatory)
- NISM Series-VIII - Equity Derivatives
- NISM Series-VII Security Operations & Risk Management.
- Experience: Mandatory around 10 years of experience in a dealing or trading role
Preferred Skills & Competencies
- Strong understanding of market dynamics and trading strategies.
- Ability to make quick accurate decisions under pressure.
- Excellent numerical skills and high attention to detail.
- Strong communication skills.
Employment Type:Full-time Permanent
Youll achieve more at HSBC.
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Issued by The Hongkong and Shanghai Banking Corporation Limited India
Required Experience:
Exec
Key Skills
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.
