Controls Testing Analyst
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Job Location:
Stamford, CT - USA
Monthly Salary:
Not Disclosed
Posted on:
5 hours ago
Vacancies:
1 Vacancy
Job Summary
Position: Controls Testing Analyst
Location: Stamford CT(Remote)
Duration: Full time
Job Description
Must Have Technical/Functional Skills
Perform control testing in accordance with:
Internal Control Testing Standards
Front Line Control Testing Program SOP
Documented test procedures and desktop instructions
Execute Design Effectiveness (DE) and Operating Effectiveness (OE) testing for controls in scope.
Perform walkthroughs sample selection and evidence validation aligned to control frequency and risk.
Collect analyze and validate control documentation and supporting evidence.
Assess whether controls are designed appropriately to mitigate identified risks.
Evaluate sufficiency and appropriateness of evidence using inspection observation and re-performance techniques.
Document test results issues and observations in the designated Controls Testing platform.
Work closely with Business SMEs Risk Compliance and Audit teams.
Participate in discussions related to regulatory expectations and governance forums.
Support audit and regulatory inquiries by providing testing artifacts and explanations.
Roles & Responsibilities
5 8 years of experience in:
o Controls Testing
o Internal Audit
o Risk & Compliance
o SOX / ITGC / Operational Risk environments
Core Competencies
Strong understanding of:
Control Design & Operating Effectiveness testing
Line of Defense (1LoD / 2LoD / 3LoD) models
Regulatory and audit expectations
Ability to interpret policies procedures and risk/control matrices (RCMs).
Strong documentation and analytical skills
