Senior Investment Compliance Analyst, Financial Crimes
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Job Location:
Boston, NH - USA
Monthly Salary:
Not Disclosed
Posted on:
1 hour ago
Vacancies:
1 Vacancy
Job Summary
Were working on a Senior Investment Compliance Analyst opportunity with a leading global investment platform. This role sits within a highly visible compliance function and is focused on anti-financial crime matters including KYC AML sanctions and broader due diligence support across investors counterparties portfolio companies and transactions.
This is a strong opportunity for someone with relevant AML/KYC or broader financial crime compliance experience who wants to join a sophisticated collaborative environment and deepen their exposure within private markets. The seat offers a blend of hands-on diligence work policy and process support cross-functional partnership and exposure to complex ownership structures and risk matters.
Company / Team / Position Highlights
- Highly visible role within a respected compliance organization partnering closely with Legal Operations deal teams and global stakeholders
- Opportunity to focus on meaningful anti-financial crime work across counterparties investments portfolio companies and related transactions
- Strong mix of analytical and advisory work including beneficial ownership analysis sanctions and adverse media screening ongoing monitoring and policy/process support
- Excellent platform for someone looking to build long-term compliance experience within a premier private markets environment
- Collaborative culture with strong exposure across teams and business lines
Key Responsibilities
- Support anti-financial crime and KYC processes across investors counterparties portfolio companies and investment activity
- Review ownership structures and identify ultimate beneficial owners across complex entities
- Conduct sanctions watchlist and adverse media screening and assess potential matches
- Partner with Legal Operations deal teams and external counsel to facilitate diligence and documentation
- Assist with maintaining and enhancing AFC/KYC policies procedures and internal controls
- Support ongoing monitoring risk escalation and internal review of higher-risk matters
- Help manage systems records and documentation tied to the broader AFC/KYC program
- Monitor regulatory developments and assist with implementation of new requirements
Qualifications
- Strong understanding of KYC/CDD principles and a risk-based approach to due diligence
- Working knowledge of AML laws and regulations applicable to investment advisers and broker-dealers including the Bank Secrecy Act
- Familiarity with sanctions frameworks such as OFAC EU and UK HMT
- Bachelors degree required; legal studies finance or related business concentration preferred
- CAMS or similar certification is a plus
Key Skills
- Wealth Management
- Cash Flow Analysis
- Investment Experience
- Asset Management
- Analysis Skills
- Securities Law
- Equity Research
- Investment Management
- Private equity
- Process Management
- Financial Modeling
- Bloomberg
