Senior Officer Operations Compliance Services
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Job Location:
Monthly Salary:
Posted on:
5 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
JOB DESCRIPTION: OFFICER 3 OPERATIONS COMPLIANCE SERVICES
Office: Hyderabad
Department: Client Delivery Services
Reports to: Manager Operations Compliance Services
Job Summary:
An experienced position responsible for managing moderate to high complexity AML/KYC and FATCA matters with minimal supervision. This role handles sophisticated compliance reviews and risk assessments while demonstrating advanced technical expertise in regulatory requirements.
Core Responsibilities:
- Execute complex AML/KYC processes
- Perform detailed risk assessments
- Handle sophisticated client matters
- Process complex FATCA documentation
- Ensure regulatory compliance
- Maintain quality standards
- Monitor reporting deadlines
Tasks:
- Review complex KYC documentation
- Process sophisticated investor onboarding
- Perform detailed CDD/EDD reviews
- Assess source of wealth/funds documentation
- Handle complex FATCA classifications
- Prepare comprehensive regulatory reports
- Monitor compliance risks
- Validate complex client structures
- Process detailed periodic reviews
- Document sophisticated findings
- Coordinate with multiple jurisdictions
- Maintain detailed tracking systems
- Handle complex client queries
Qualifications :
Educational Background:
- Bachelors degree in finance Accounting Business Administration or related disciplines
Professional Experience:
- 2-3 years of experience in AML/KYC or compliance roles handling moderate to complex cases
Skills and Key Behaviours:
In addition to upholding our Group Values (Authentic Bold and Collaborative) the role holder will be expected to demonstrate the following:
- Advanced knowledge of AML/KYC and FATCA requirements
- Expertise in conducting detailed risk assessments and complex client file reviews
- Skilled in regulatory reporting and managing sophisticated compliance risks
- Strong interpersonal and communication skills for client interactions
- Advanced organizational and prioritization capabilities
- Attention to detail with a focus on delivering accuracy
- Resilience and adaptability in handling challenging tasks
Additional Information :
OUR COMMITMENT TO YOU AND THE ENVIRONMENT
As a forward-looking business sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining meaningful long-term relationships with all our stakeholders including our employees clients and local communities while also reducing our impact on our natural environment.
There is always more we can and should do to improve whether in relation to our people our clients our planet or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. Were committed to fostering an inclusive equitable and diverse culture for our people led by our Diversity Equity and Inclusion steering committee.
Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees careers while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5500 employees - from 94 nationalities speaking 41 languages across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support female managers launching their first fund in an environment where only 15% of all private equity and venture capital firms are gender balanced.
Were committed to growing long-term relationships with our clients and supporting them in achieving their objectives. We understand that our clients sustainability and success leads to our sustainability and success. Were emotionally invested in our clients right from the beginning.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infras ... View more
