Senior Compliance Officer
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Job Summary
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Тoday we serve over 5 million clients with more than 30 billion in assets under management - a testament to the scale and trust weve built in just a few years.
Purpose of Role
To support the Head of Compliance on all areas relating to regulatory compliance
in the United Kingdom in line with FCA regulations.
What Youll Do
Assist with the day-to-day compliance in line with regulatory and legal requirements and the companys policies and procedures
Performing risk assessments in relation to compliance risks
Assist in the drafting of compliance related reports to the authorities (FCA)
Draft modify and implement the companys policies procedures and handbooks as needed to reflect industry best practices the evolving regulatory environment and changes to the business
Research identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices
Maintain oversight of the relevant Compliance registers
Assist in the functions strategic planning and decision making
Liaise with auditors/examiners during compliance audits/examinations as assigned
Perform desk-based reviews to the companys functions systems and procedures as per the Companys Compliance Monitoring Program
What You Need
Bachelors degree in Law Finance Economics or any other relevant field.
Strong attention to detail and ability to work in a high-performance environment
Ability to work independently and as part of a team
A strong drive for excellence and a continuous improvement mindset
Excellent writing skills
Strong time management and organizational abilities
Excellent communication and interpersonal skills
What We Offer
Challenges that will help you grow and realise your potential
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart spirited helpful high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us Wed love to hear from you!
We thank all applicants but only candidates selected for an interview will be contacted.
We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications but all hiring decisions are made by our human recruitment team. Where required by law we rely on your consent to use these tools.
You may withdraw this consent or exercise your data protection rights at any time by contacting us.
Required Experience:
Senior IC
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
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