Compliance Officer

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Company & Regional Overview

LaSalle is a global real estate investment manager where exceptional investment talent deep market and sector expertise and data-driven intelligence are applied through a disciplined fair-value framework. Enhanced by industry-leading research and sustainability insights we deliver outperformance that meets investor needs for income growth and diversification.

We are the investment division of JLL and our capabilities are supported by the scale of our global platform and the JLL ecosystem providing us access to a network of global relationships powerful analytics market-leading insights and cutting-edge technology. As part of JLL weve been recognized as both a Worlds Most Ethical and Worlds Most Admired company.

What drives us most is knowing our decisions improve lives and strengthen communities. Through our Culture of Care we keep people at the heart of business. We also invest in our own peoples growth through our Steer Your Career strategy empowering customized career journeys and developing managers into coaches mentors and leaders.

At LaSalle your perspective and contributions drive meaningful impact. Build your career with an investment management company committed to clients communities and each other.

Position Overview

This is a well-structured role within a global real estate investment firm offering the opportunity to work directly with the General Counsel for China. The position provides consistent exposure to a broad range of legal and compliance matters in a professional business environment.

This role primarily supports the firms regulated entity in China and is focused on its business activities. Responsibilities will include:

Regulatory compliance

• Monitor the China regulatory environment and licensing requirements report to the General Counsel of China on regulatory issues/concerns requiring the firms attention and provide practical support on the proper application and interpretation of regulatory principles rules and guidance.

• Review and implement LaSalle policies procedures and guidelines to reflect changes in the regulatory requirement or environment and monitor compliance with those policies procedures and guidelines.

• Plan and implement annual Compliance Program and Internal Audit.

• Provide support in relation to risk management frameworks and implement appropriate risk mitigation measures.

• Manage client onboarding procedures and AML/KYC procedures including liaising with various business teams in China as well as Legal & Compliance team in the Singapore office from time to time.

• Attend to regulatory filings and respond to questionnaires/inquiries from the regulators or the self-regulatory body.

• Handle all CSRC and AMAC related matters (e.g. regulatory report on changes maintenance of employee list registration support).

• Provide compliance/ethics training to employees.

• Review marketing materials from a compliance perspective.

• Assist with governance work (e.g. board meetings shareholder meetings etc.).

• Assist with routine fund and corporate legal matters in China including review of confidentiality agreements letters of intent and other standardized legal agreements.

• Administrative matters in relation to the above as necessary.

Other legal matters

• Work on routine fund and corporate legal matters in China for RMB funds and regulated entity including preparation and negotiation of confidentiality agreements letters of intent consultancy agreements advisory agreements management agreement custodian agreement limited partnership agreement and property management agreements.

• Work together with the acquisitions and asset management teams on acquisitions and dispositions (from due diligence to contract negotiation and completion) for RMB funds/mandates to ensure that all compliance risks are identified and considered. Procure external legal advice where required and monitor quality and costs.

Location:

If this job description resonates with you we encourage you to apply even if you dont meet all of the requirements. Were interested in getting to know you and what you bring to the table!

At JLL we harness the power of artificial intelligence (AI) to efficiently accelerate meaningful connections between candidates and opportunities. Using AI capabilities we analyze your application for relevant skills experiences and qualifications to generate valuable insights about how your unique profile aligns with the specific requirements of the role yourepursuing.

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Jones Lang LaSalle (JLL) is an Equal Opportunity Employer and is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process including the online application and/or overall selection process you may email us at . This email is only to request an accommodation. Please direct any other general recruiting inquiries to our Contact Us page > I want to work for JLL.