Capital Markets Compliance Officer Salt Lake City, Houston or Charlotte

Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker magazine as having a top banking team in its list of The Most Powerful Women in Banking. Our customers consistently vote us as the best bank in our local markets. We value our employees and we are committed to search out recognize and create fulfilling opportunities for outstanding people within our organization rewarding them for their contributions to our success. We recognize that banking is a local business and that to be successful we must have very strong ties to the communities we serve and strong relationships with our customers.

With benefits starting on day one 12 bank holidays profit sharing and company-matched 401(k) contributions Zions is dedicated to being an employer of choice in our communities. At Zions the possibilities are endless. You bring the talent; we bring the opportunity.

We are currently seeking aCapital MarketsCompliance Officerwithin the Market Liquidity Wealth Risk & Compliance Team. This positioncanbelocated inHouston TXSaltLakeCity Utah or Charlotte NC.

Description

Market Liquidity and Wealth Risk Management(MLW)Team members work closely with key executives tomonitorand manage some of the most significant (and expanding)processesassociated with the financial services industry. The Capital MarketsCompliance Officeris responsible forproviding comprehensive compliance and operational risk oversight for the Banks capital markets activities including foreign exchange (FX) interest rate derivatives commodities trading and real estate capital markets. This individual contributor role ensures the Banks activitiescomply withapplicable laws regulations and internal risk management frameworks while supporting effective governance risk assessments monitoring/testing and regulatory change management.

Responsibilities:

This roleoperatesas a subject matter expert and trusted advisor to frontline business partners risk stakeholders and senior management on compliance requirements affecting trading structuring and capitalmarketsoperations. A Risk& ComplianceOfficer withinMLWprovides leadership analytical skills and innovative thinking necessary to not only carry out existing risk monitoring frameworksand complianceprogrambut also to enhance and improve existing programs and challenge business line assertions and assessments. Specific responsibilities include but are not limited to:

• Provide daytoday compliance advisory support for FX interest rate swaps commodities and real estate capital markets activities.

• Review new products services and complex transactions for regulatory compliance implications.

• Conduct scheduled monitoring and testing reviews over assigned business line activitiesin accordance withthe compliance and riskprogram.

• Perform thematic reviews surveillance analyses and control effectiveness findings root causes and recommended corrective actions.

• Communicate findings/issues to business line management in a professional manner.

• Interact withbusiness linepartners; schedule and conduct monthly meetings.

• Review electronic communicationsand marketing materials as needed.

• Maintain and update compliance policies desk procedures and risk assessment documentation.

• Prepare reports for senior management Compliance leadership and governance committees.

• Participate in audits and regulatory examinations; coordinate responses and evidence gathering.

Qualifications

• Requires abachelorsdegree in business finance economicsor a related field
• 0-4 experience in financial services regulatory compliancerisk managementcapital marketssecurities industry auditing or otherdirectly relatedexperience.
• A combination of education and experience may meet requirements.

• Experience inforeign exchange interest rate swaps or commodities a plus.

• Strong analytical skills with the ability to bring togetherlarge amountsof data intosuccinctreports.

• Experience with compliance testing controls assessments or monitoring/surveillance programs

• Excellent verbal and written communication skills and ability to present information toregulatorssenior management.

• Ability to interpret regulatory rules and translate them into practical business requirements.

• Excellent communication analytical andproblem solvingskillswith theability to challenge the business constructively.

• Self-motivation and the ability to work independently or with team members.

• Familiarity with systems such as Calypso (preferred) Murex Bloomberg or similar trading/valuation platformsstronglypreferred.

Benefits:

• Medical Dental and Vision Insurance - START DAY ONE!
• Life and Disability Insurance Paid Parental Leave and Adoption Assistance
• Health Savings (HSA) Flexible Spending (FSA) and dependent care accounts
• Paid Training Paid Time Off (PTO) and 12 Paid Federal Holidays and any applicable state holidays
• 401(k) plan with company match Profit Sharing competitive compensation in line with work experience
• Mental health benefits including coaching and therapy sessions
• Tuition Reimbursement for qualifying employees enrolled in an accredited degree program related to the needs of the business maximum of $5250 per calendar year employees are eligible for the program upon hire
• Employee Ambassador preferred banking products