Internal Audit (Asset & Wealth Management) Senior Associate

New York City, NY - USA

Monthly Salary: Not Disclosed

Posted on: 3 hours ago

Vacancies: 1 Vacancy

Job Summary

Internal Audit (Asset & Wealth Management) - Senior Associate

Employment Type:

Contract opportunity with a hybrid work model based in New York Dallas or Salt Lake City.

Overview:

Our client is seeking Senior Associate level Internal Auditors to support audit coverage of the Asset & Wealth Management (AWM) business at a global bank.

Key Responsibilities:

Execute internal audit reviews across Asset & Wealth Management business functions focusing on regulatory and operational risk areas.
Assess counterparty credit risk metrics monitoring processes and reporting frameworks to ensure accuracy and appropriate risk oversight.
Review governance and supervisory structures including policies procedures training programs and employee registrations/licensing.
Conduct client documentation and contract reviews to ensure compliance with regulatory and internal standards.
Perform quality control testing of key operational processes and internal controls.
Support surveillance and forensic reviews to identify potential irregularities control gaps or compliance risks.
Assess controls related to safeguarding client assets and investor protection measures.
Review complaint handling processes and escalation procedures to ensure proper documentation and regulatory adherence.
Evaluate error identification reporting and remediation frameworks within the AWM business.
Prepare audit workpapers document findings and contribute to audit reports and recommendations.

Qualifications:

Bachelors degree in Finance Accounting Business or a related field.
3 6 years of experience in internal audit risk compliance or operational controls within financial services.
Exposure to Asset & Wealth Management investment management or banking environments.
Understanding of regulatory frameworks governance practices and supervisory controls.
Strong analytical investigative and documentation skills.
Ability to collaborate with stakeholders and communicate audit findings effectively.

Internal Audit (Asset & Wealth Management) - Senior Associate Employment Type: Contract opportunity with a hybrid work model based in New York Dallas or Salt Lake City. Overview: Our client is seeking Senior Associate level Internal Auditors to support audit coverage of the Asset & Wealth Managemen...