Compliance Officer
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Job Location:
Atlanta, GA - USA
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
About Invesco
As one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our clients around the world. If youre looking for challenging work intelligent colleagues and exposure across a global footprint come explore your potential at Invesco.
Whats in it for you
Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:
Flexible paid time off
Hybrid work schedule
401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
Health & wellbeing benefits
Parental Leave benefits
Employee stock purchase plan
Job Description
About the Department/Team:
The Investment Compliance team is a department with a global function responsible for ensuring compliance with regulatory prospectus client-directed and internal investment and operational restrictions. This position will be on the Americas investment compliance team primarily supporting Invesco Fixed Income.
About the Role:
The Compliance Officer utilizes technical and subject matter expertise experience and judgment to complete assigned responsibilities and ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies communicates and escalates issues that present risk.
Responsibilities of the Role:
Review and resolve pre-trade compliance exceptions within Aladdin OMS promptly providing subject matter expertise and communicating critical information to investment and trading teams.
Investigate and validate overnight alerts from offshore teams ensuring accurate breach logging classification reporting and escalation.
Analyze client IMA and regulatory investment restrictions for new mandates and portfolio changes; prepare and review coding requests with offshore teams and provide final rule sign-off.
Collaborate with Product and Legal teams to ensure robust compliance controls for new fund launches ETFs and client mandates by reviewing and providing feedback on investment restriction language.
Act as a primary compliance partner to Fixed Income leveraging Aladdin data and analytics to deliver timely accurate compliance outputs and support firm-wide initiatives.
Proactively review strategies and regulatory developments identify process improvements within Aladdin workflows lead cross-functional projects and communicate complex compliance concepts clearly to diverse stakeholders.
Requirements for the Role:
Bachelors degree in finance accounting or a related field.
Minimum 3 years of experience in asset management or related financial services.
Knowledge of domestic and international securities laws (e.g. 1940 Act UCITS Framework 81-102).
Experience with trading/compliance systems such as Aladdin and Charles River preferred.
Strong analytical skills with the ability to make critical time-sensitive decisions.
Excellent organizational skills and ability to manage competing priorities and deadlines.
Customer service oriented with a consultative approach to collaborating with peers and business partners.
Full Time / Part Time
Full timeWorker Type
EmployeeJob Exempt (Yes / No)
YesWorkplace Model
Pursuant to Invescos Workplace Policy employees are expected to comply with the firms most current workplace model which as of October 1 2025 includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships collaborate more easily and support each others growth and development.
The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role. It is not designed to contain or be interpreted as a comprehensive inventory of all duties responsibilities and qualifications required of employees assigned to this job. The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.
Invescos culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race creed color religion sex gender gender identity sexual orientation marital status national origin citizenship status disability age or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non-discrimination in employment.
Required Experience:
Unclear Seniority
Key Skills
About Company
Invesco is an independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. We have specialized investment teams managing investments across a comprehensive range of asset classes, investment styles and geographies, ... View more
