Associate II, Corporate Action Nuveen Global Investment Operations

TIAA

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profile Job Location:

Pune - India

profile Monthly Salary: Not Disclosed
Posted on: 2 days ago
Vacancies: 1 Vacancy

Job Summary

Associate - II IC Corporate Action - Nuveen Global Investment Operations
The Corporate Actions team is responsible for global dividend income and global corporate reorganization research and processing including but not limited to splits reverse splits mergers name changes redemptions calls liquidations tenders exchanges conversions right subscriptions dutch auctions and subscription Corporate Actions Associate role will be responsible for reviewing monitoring and processing both dividend income and corporate action events within Nuveen Middle Office software applications - XSP Toolbar (FIS) Eagle PACE (BNY Mellon) PORTIA (SS&C) and Charles River Development. The Senior Analyst role is also responsible for additional in-depth research analysis and monitoring.

Key Responsibilities and Duties
  • Review (scrub) dividend and corporate action data received via custodians and vendor data
  • Liaise with internal and external partners to verify corporate action details / requirements
  • Conduct corporate action complex event analysis as needed
  • Distribute corporate action details to investment affiliates in a timely manner
  • Solicit voluntary corporate action elections from investment affiliates
  • Communicate voluntary corporate action elections to account custodians on time
  • Process dividend and corporate action entitlements within accounting platforms
  • Monitor event reconciliation and trading system restrictions
  • Work closely with internal and external partners to resolve corporate action reconciliation issues
  • Complete daily / weekly tracking and reporting of event processing and restrictions.
  • Perform class action research payment tracking and transaction processing
  • Perform ad-hoc research and troubleshooting requests
  • Prepare development of workflow process suggestions and documentation
  • Assist in gathering / tracking monthly metric data
  • Participate in general departmental initiatives and system enhancement projects
  • Additional dividend/corporate action responsibilities as needed.
  • Interface with internal and external business teams to identify root cause of exceptions and assist with corrective and preventive action
  • Train and coach peer team members
  • Ensure that the team is compliant from an audit perspective and update all the requisite documents as needed
  • Participate in innovation and come up with ideas to mitigate risk and improve the process as a whole.
Educational Requirements
  • University (Degree) Preferred
Work Experience
  • 3 Years Required; 5 Years Preferred
Physical Requirements
  • Physical Requirements: Sedentary Work

Career Level
7IC

Related Skills

Business Analysis Business Process Improvement Business Process Understanding Collaboration Consultative Communication Negotiation Nuveen Products/Services Acumen Organizational Savviness Project Management Vendor / Partner Management

Company Overview

TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent reduce risk by insourcing key platforms and processes as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization with a focus on technology operations and expanding into the shared services business space.


Working closely with our U.S. colleagues and other partners our goal is to reduce risk improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.

We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age race color national origin sex religion veteran status disability sexual orientation gender identity or any other legally protected status.

Our Culture of Impact

At TIAA were on a mission to build on our 100 year legacy of delivering for our clients while evolving to meet tomorrows challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People Be Client Obsessed Lead with Integrity Own It and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveens entrepreneurial spirit where we work hard and work together to create lasting impact. Here every associate can grow through meaningful learning experiences and development pathwaysbecause when our people succeed our impact on clients lives grows stronger.

Accessibility Support

TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone:

Email:

Privacy Notices

For Applicants of TIAA Nuveen and Affiliates residing in US (other than California) click here.

For Applicants of TIAA Nuveen and Affiliates residing in California please click here.

ForApplicants of TIAA Global Capabilities click here.

For Applicants of Nuveen residing in Europe and APAC please click here.


Required Experience:

IC

Associate - II IC Corporate Action - Nuveen Global Investment Operations The Corporate Actions team is responsible for global dividend income and global corporate reorganization research and processing including but not limited to splits reverse splits mergers name changes redemptions calls liquidat...
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Key Skills

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About Company

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We joined forces with The Council of Graduate Schools to conduct research on the financial education of students. Visit www.studentfinancialsuccess.org to learn about the eye-opening facts that we uncovered and strategies that leading universities used to develop impactful programs to ... View more

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