Senior Manager Regulatory Relations UK & Regulatory Programmes Europe, Compliance
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Job Summary
Requisition ID: 251673
Join a purpose driven winning team committed to results in an inclusive and high-performing culture.
Purpose
Contributes to the overall success of the Compliance Department in Europe ensuring specific individual goals plans initiatives are executed / delivered in support of the teams business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations internal policies and procedures.
Accountabilities
- Provides support and cover as required to the European Strategy Governance & Programmes team where agreed by the Senior Manager Strategy Governance & Programmes Europe.
- Understand how the Banks risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabanks Values its Code of Conduct and the Global Sales Principles while ensuring the adequacy adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational compliance AML/ATF/sanctions and conduct risk.
- Champions a high performance environment and contributes to an inclusive work environment.
Regulatory Relations UK:
- Primary manager of interface with UK regulatory authorities including the FCA and PRA.
- Responsible for supporting and coordinating supervisory exam management continuous regulatory interactions monitoring and reporting to internal Bank senior management and committees on regulatory topics for the UK.
- Partners closely with business unit and control function management and staff to support their UK regulatory interactions.
- Responsible for monitoring of remediation commitments made by Scotiabank to its UK regulators and assists with the preparation of formal responses to regulatory letters and commitments.
- Supports and coordinates (in conjunction with the Director European Head of Regulatory Relations & Ireland Central Compliance) responses for all centralised reporting (e.g. monthly ROC meetings GRR monthly meetings CCO reporting etc.).
- Responsible for tracking examinations and findings and extracting relevant KRIs and KPIs for reporting.
- Support and cover for Ireland Regulatory Relatins as required.
Regulatory Programmes Europe:
- Mandate to project manage key European programmes led or developed by the European Compliance function including; remediation projects regulatory change and development initiatives operational enhancement initiatives and specific projects as directed by the Head of Compliance.
- Supports the completion of gap analyses and implementation of regulatory change and developments for the Compliance Department.
- Works closely with and in alignment with subject matter experts in the European Compliance function including Advisory as appropriate.
Education / Experience
- Solid and relevant compliance experience in a financial institution.
- Ability to deliver results in a fast-paced challenging and dynamic business environment working independently or collaboratively as required.
- Strong analytical and communication and interpersonal skills with attention to detail.
- Broad knowledge of European regulatory rules guidance and principles.
- Broad understanding of the European financial services sector including banking sales trading mergers and acquisitions and capital markets.
- Proven data and project management skills with the ability to effectively and appropriately influence stakeholders.
- Knowledge and proficiency with MS Office including Word Excel and PowerPoint.
Location(s): England : GreaterLondon : London (UK)
Scotiabank is a leading bank in the Americas. Guided by our purpose: for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.
At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.
Required Experience:
Senior Manager
Key Skills
- Proofreading
- Adobe Acrobat
- FDA Regulations
- Manufacturing & Controls
- Biotechnology
- Clinical Trials
- Research & Development
- GLP
- cGMP
- Product Development
- Chemistry
- Writing Skills
About Company
Scotiabank is one of the leading foreign banks serving large national and multinational corporations in the U.S. through its Global Banking and Markets, Global Transaction Banking and Wealth Management business lines.
