Senior AML Compliance Associate

Santos - Brazil

Monthly Salary: Not Disclosed

Posted on: 21 hours ago

Vacancies: 1 Vacancy

Department:

Compliance

Job Summary

Overview

Connecting clients to markets and talent to opportunity

With 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune-100 Nasdaq-listed provider connecting clients to the global markets focusing on innovation human connection and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities or ingrain yourself in the world of institutional investing The StoneX Group is made up of four segments that offer endless potential for progression and growth.

Location: Sao Paulo Brazil

Responsibilities

Job purpose:

The Senior AML Compliance Associate is responsible for conducting financial crime compliance investigations involving high-risk customers. Core responsibilities include performing enhanced due diligence on existing accounts subject to AML reviews as well as carrying out periodic activity assessments. The individual will handle escalations and inquiries within the AML function evaluate information to identify risk factors and deliver well-documented assessments to AML Officers based on investigative research.

The role requires strong expertise in reviewing complex corporate account structures proven experience in conducting in-depth due diligence on high-risk customers and good knowledge of key U.S. regulatory requirements including the FinCEN CDD Rule Bank Secrecy Act (BSA) USA PATRIOT Act and OFAC sanctions compliance.

Responsibilities:

- Conduct financial crime compliance investigations on high-risk customers.
- Perform enhanced due diligence (EDD) reviews of existing customer accounts.
- Carry out periodic activity assessments to identify unusual or suspicious patterns.
- Manage escalations and inquiries within the AML function.
- Evaluate customer information assess risk factors and provide clear documented findings to AML Officers.
- Support the AML program by ensuring adherence to regulatory requirements.
- Handle AML escalations

Qualifications

To land this role you will need:

Must have 2-5 years previous experience working directly in AML Financial Crime Compliance Departmentwithin Financial Services (Private Banking Broker Dealer or Wholesale/Investment Banking)
Conduct financial crime investigations/extensive enhanced due diligence and activity reviews
Must have experience performing customer activity reviews
Actively contribute in projects and enhancements within the AML Department
Provide written assessment of findings
Must have good communication and writing skills
Ability to collaborate build relationships and work across the organization in a multi-site matrix environment
Must have experience using investigation tools such as Lexis Nexis Dow Jones/Factiva or similar systems
CAMS Certified (or willing to obtain within 18 months)
Bachelors degree/University degree
Please note that all resumes must be submitted in English

Permanent full-time hybrid #LI-Hybrid #LI-AV1

Hiring Salary Range $70000-$95000 (Salary to be determined by the education experience knowledge skills and abilities of the applicant internal equity and alignment with market data.) Subject to business performance and recommendations of management this role may be eligible to participate in an incentive compensation plan. Thiscompensation package in addition to a full range of medical financial and/or other benefits dependent on the position is offered.

Required Experience:

Senior IC

OverviewConnecting clients to markets and talent to opportunityWith 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune-100 Nasdaq-listed provider connecting clients to the global markets focusing on innovation huma...