Asset & Wealth Management Operations Guidelines Associate Bengaluru

ASSET MANAGEMENT

Bringing together traditional and alternative investments we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firms primary investment area we provide investment and advisory services for some of the worlds leading pension plans sovereign wealth funds insurance companies endowments foundations financial advisors and individuals for which we oversee more than $2 trillion in assets under supervision. Working in a culture that values integrity and transparency you will be part of a diverse team that is passionate about our craft our clients and building sustainable success. We are:

• Investors spanning traditional and alternative markets offering products and services
• Advisors understanding our clients priorities and poised to help provide investment advice and strategies that make sense for their portfolios
• Thought Leaders providing timely insights across macro and secular themes to help inform our clients investment decisions
• Innovators using our suite of digital solutions to help our clients address complex challenges and meet their financial goals

YOUR IMPACT

Are you looking to apply your client service and analytical skills while deepening your understanding of asset management Our Asset Management Operations team is seeking a professional who is looking to partner with our diversified Asset Management Portfolio Managers and global business counterparts to provide best in-class client experience to define solutions and lead change across the operational infrastructure.

The Associate will be responsible for performing daily surveillance on some of the business strategies we support to ensure AMDs compliance with client and regulatory guidelines. The ideal candidate will be exposed to a number of different strategies including fixed income quantitative equity fundamental equity and global portfolio solutions across a multitude of financial instruments. The candidate will be expected to learn quickly and add value in understanding and clearing any guideline breaches with the respective trading portfolio manager and compliance teams.

OUR IMPACT

The Guideline team sits within Asset Management operations which has primary responsibility of coding investment guidelines into compliance monitoring systems and providing pre-trade & post-trade oversight . These functions cover a wide range of clients and a complex product range which include equities fixed income currency and derivatives. This involves extensive interaction with traders portfolio managers and client relationship managers to ensure effective oversight for existing business and also to shape and implement monitoring related solutions for new clients products strategies and system architecture.

BUSINESS UNIT OVERVIEW

Asset and Wealth Management Division (AWM) is the investment management arm providing global investment opportunities to a substantial and diversified client base including institutions governments and high net worth individuals. AWM has become one of the pre-eminent investment management organisations globally with responsibility for over $3 trillion assets under management.

AWM Operations delivers asset management and wealth management capabilities to clients around the world. We are a multi-faceted group that partners with all areas of the Asset Management Division to support evolving markets and business requirements. Alongside that vital service delivery role Asset Management Operations provides essential risk management and control. Within Asset Management Operations the role will require an individual to join a team that performs testing and post trade surveillance for client investment guidelines and regulatory guidelines within AWM.

JOB SUMMARY AND RESPONSBILITIES

• Perform daily portfolio and trading surveillance to ensure that AWM meets client stipulated guidelines and applicable regulations across all types of financial instruments and portfolio management strategies
• Work collaboratively with the traders portfolio managers compliance and other internal functional areas of AWM in order to resolve client and regulatory investment guideline breaches
• Conduct independent review of the rules created by the coding resources of the team
• Provide monthlyquarterly and annual certifications of investment guidelines compliance to clients
• Contribute to programs that transform exception management systems processes and workflows
• Partner with the AWM business for investment guideline related issues covering a range of client accounts and funds with the shared goal of risk mitigation

BASIC QUALIFICATIONS

• Bachelors degree required
• Associate level with around 4 years of professional experience in the financial services industry
• Knowledge of operational aspects of guideline monitoring or trade management systems
• Be highly collaborative team-oriented and strong consensus builder
• Demonstrate ability to partner across product groups regions and functional responsibilities.
• Possess strong communication and interpersonal skills both written and oral

PREFERRED QUALIFICATIONS

• Understanding of Equity Fixed Income Currencies and Derivatives
• Comfortable escalating to Sales Trading Compliance and Legal
• Strong Microsoft Excel skills
• Experience working with guideline monitoring systems like Sentinel Charles River etc will be a plus
• Effective problem solver attention to detail and ability to work to tight deadlines under pressure
• Risk management focus

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2026. All rights reserved.