Compliance Officer (mfd)

Berlin - Germany

Salary: Not Disclosed

Posted on: 22 hours ago

Vacancies: 1 Vacancy

Job Summary

We are looking for an experienced Compliance Officer (m/f/d) to join our team at TF Bank. The ideal candidate will play a pivotal role in ensuring regulatory compliance providing strategic advice and supporting the Banks journey into the digital space.

The candidate will report directly to the Chief of Compliance.

Key Responsibilities

Plan develop and execute compliance risk assessments testing control activities and audits of the Banks compliance with relevant internal and external policies procedures regulations etc.
Provide advice and issue recommendations to relevant stakeholders based on internal and external regulatory requirements.
Assist in drafting and development of the Compliance functions regular reporting annual plans and risk mapping.
Draft revise and review training material of relevance to the function and the Bank.
Liaising and following-up with relevant stakeholders on agreed actions remediation activities etc.
Hosting or participating in regular intra-group compliance-forums with other relevant stakeholders in the TF Bank Group.
Performing regular horizon scanning on regulatory changes new initiatives or opinions/analyses issued by relevant external bodies and escalating these for further review.
Assisting the CCO with providing input to the Banks NPAP-process.
Assisting with keeping the regulatory log up-to-date.
Participate in external audits where relevant.

Qualifications and Experience

University education in Law Economics STEM or other relevant subject.
Extensive knowledge of German (and EU) regulations of relevance to banking consumer credits and payment services.
At least 3 years of previous experience working in a Compliance department.
Previous experience of planning developing and executing on compliance testing and audits including issuing reports and recommendations.
Comfortable in absorbing and understanding regulatory documentation and to prepare executive summaries.
Previous experience in presenting reports and recommendations provide training to stakeholders at all levels.
Extensive experience in writing formal documents such as reports policies and procedures risk assessments etc.
Good attention to detail ability to see abstract patterns and linkages.
Strong ability to consume extensive documentation on complex regulatory and/or legal matters understand and summarize their impact and relevance.
Ability to work independently whilst part of a team.
Self-starter and highly efficient when planning and executing on duties.
Maintains an interest in digital transformation and automation and has a curious mindset with a desire to understand and for continuous learning.

Please submit your CV in English.

We are looking for an experienced Compliance Officer (m/f/d) to join our team at TF Bank. The ideal candidate will play a pivotal role in ensuring regulatory compliance providing strategic advice and supporting the Banks journey into the digital space. The candidate will report directly to the Chief...

The candidate will report directly to the Chief of Compliance.

Key Responsibilities

Plan develop and execute compliance risk assessments testing control activities and audits of the Banks compliance with relevant internal and external policies procedures regulations etc.
Provide advice and issue recommendations to relevant stakeholders based on internal and external regulatory requirements.
Assist in drafting and development of the Compliance functions regular reporting annual plans and risk mapping.
Draft revise and review training material of relevance to the function and the Bank.
Liaising and following-up with relevant stakeholders on agreed actions remediation activities etc.
Hosting or participating in regular intra-group compliance-forums with other relevant stakeholders in the TF Bank Group.
Performing regular horizon scanning on regulatory changes new initiatives or opinions/analyses issued by relevant external bodies and escalating these for further review.
Assisting the CCO with providing input to the Banks NPAP-process.
Assisting with keeping the regulatory log up-to-date.
Participate in external audits where relevant.

Qualifications and Experience

University education in Law Economics STEM or other relevant subject.
Extensive knowledge of German (and EU) regulations of relevance to banking consumer credits and payment services.
At least 3 years of previous experience working in a Compliance department.
Previous experience of planning developing and executing on compliance testing and audits including issuing reports and recommendations.
Comfortable in absorbing and understanding regulatory documentation and to prepare executive summaries.
Previous experience in presenting reports and recommendations provide training to stakeholders at all levels.
Extensive experience in writing formal documents such as reports policies and procedures risk assessments etc.
Good attention to detail ability to see abstract patterns and linkages.
Strong ability to consume extensive documentation on complex regulatory and/or legal matters understand and summarize their impact and relevance.
Ability to work independently whilst part of a team.
Self-starter and highly efficient when planning and executing on duties.
Maintains an interest in digital transformation and automation and has a curious mindset with a desire to understand and for continuous learning.

Please submit your CV in English.

Key Skills

Compliance Management
Risk Management
Financial Services
PCI
Banking
Cost Accounting Standards
Quality Systems
Research Experience
NIST Standards
Securities Law
SOX
ISO 27000

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About Company

TF Bank

TF Bank (TF Avarda Group) is a digital bank offering consumer banking services and e-commerce solutions through a proprietary IT platform with a high degree of automation. The platform is designed for scalability and adaptability to different products, countries, currencies and digita ... View more

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