Market Abuse Associate
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Job Location:
Monthly Salary:
Posted on:
12 hours ago
Vacancies:
1 Vacancy
Job Summary
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years our client base has grown 20 times to over 4 million and client assets have grown over 50 times to over 25 billion.
Purpose of Role
The Market Abuse Associate will play a key role in assisting the firms Market Abuse framework to support the organization in meeting its Market Abuse obligations. This role assists in day-to-day Market Abuse tasks will include but are not limited to undertaking daily trade surveillance activities reviewing market manipulations alerts STOR preparation and submission.
What Youll Do
Day to day operation of the firms UK market abuse framework.
Undertake daily trade surveillance activities using the firms automated surveillance tool and investigate alerts in a timely manner.
Identify risks/issues and discrepancies and proactively escalate to the Market Abuse Manager for secondary review as required.
Conduct in depth investigations into potential market abuse instances and improper activity.
Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
Investigate internal escalations when necessary.
Draft STOR forms ready for submission to the relevant regulators such as FCA as required.
Assisting in maintaining appropriate desk based policies in relation to market abuse.
Assist in responding to regulatory enquiries on market abuse issues.
Assist in creating and maintaining market abuse related MI.
Undertake any ad-hoc projects supporting technical enhancements to the market abuse program
Support other team members with ad hoc tasks as required.
What You Need
A working understanding of the Market Abuse framework and what those entail.
A good working knowledge of financial products with a particular focus on Equities.
Strong IT skills with a particular focus on Microsoft Word & Excel.
Python and/or SQL skills are preferred but not required.
A strong background in data science or data analytics is a plus.
Knowledge in FCA regulatory requirements and best practices in compliance.
Educated to degree level in Law Finance or a related field.
Good communication and interpersonal skills.
Ability to work under pressure and be adaptable.
What we offer
Challenges that will help you grow and realise your potential
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart spirited helpful high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us Wed love to hear from you!
We thank all applicants but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
Required Experience:
IC
Key Skills
- Microsoft Access
- SQL
- Analysis Skills
- Microsoft Powerpoint
- Securities Law
- Data Mining
- Investment Banking
- Market Research
- Microsoft Excel
- Visual Basic
- Bloomberg
- Data Analysis Skills
About Company
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