Senior Associate, Risk Management Credit and Financial Risk Management

The Credit and Financial Risk Management (CFRM) Risk Office is seeking a highly motivated Sr. Associate Risk Manager ready to apply their analytical risk communication and project management this role you will contribute to CFRMs overarching risk management strategy by supporting facilitation of risk assessments guiding our business partners through audits providing counsel and thought leadership and driving execution. You will also be responsible for helping identify track and report on trends for issues related to CFRMs governance and oversight processes.

As a key partner you will work with the various leaders across CFRM and the Business Units. Through your work you will gain a broad general understanding of how Capital One manages model data and technology risks. You will also gain deeper knowledge in the specific areas of CFRM risk management focus including credit risk market and liquidity risk and model risk. At the same time you will exercise your skills in analytic rigor problem solving and strategic thinking. Our ideal candidate will be a self motivated risk professional with excellent analytical organizational and communication skills.

Responsibilities:

• Understand CFRMs strategy and contribute to its evolution over time; understand how CFRM executes its responsibilities and help CFRM effectively communicate those activities;

• Assist in managing internal audits from the side of the Auditee for audits impacting CFRM;

• Assist in facilitating risk assessments and related activities (Critical Business Process Identification Process Level Assessments Risk and Control Self-Assessments Control Testing etc) which include providing advice challenge and driving outcomes;

• Build an understanding of the changing regulatory environment and understand the impacts to overall Risk Management within CFRM

• Leverage industry benchmarking and best practices to provide thought leadership and guidance to executives and their teams on sound risk management practices;

• Analyze data to proactively identify risks trends and process improvements;

• Effectively collaborate with CFRM Risk Advisors business stakeholders and other risk management professionals across all three lines of defense (e.g. Business Risk Office Partners; Audit; Enterprise Risk Management (ERM)) through various risk programs and engagements;

• Monitor issue remediation tracking and closure

• Assist in execution of special projects and engagements in collaboration with the overall Risk Management Team and Leadership

Desired Skills:

• Self-starter with a background in risk management or risk governance

• Understanding of banking activities and the three lines of defense framework

• Effective verbal and written communication skills including the ability to prepare presentation materials

• Aptitude for synthesizing complex issues into a clear and concise summary

• Keen attention to detail

• Proactive and results-oriented

• Independent problem-solver with ability to navigate ambiguity

• Ability to establish credibility trust and support within all levels of the organization

• Willing to learn adapts easily to change and confident with diverse thinking

• Knowledge and experience using Google Workspace (e.g. Sheets Slides Docs)

Basic Qualifications:

• Bachelors degree or military experience

• At least 2 years of experience consulting auditing or working in the fields of model and data or risk management

Preferred Qualifications:

• 3 years experience with one or more of the following: consulting auditing or working in the fields of model and data or risk management

• 2 years experience interacting or engaging with internal audit or federal regulators

• Experience in a second-line or oversight role at a financial institution or regulatory agency

• Excellent written and verbal communication

At this time Capital One will not sponsor a new applicant for employment authorization for this position

The minimum and maximum full-time annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status exempt or non-exempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).