Manager, Compliance Culture (4479)

Work Location:

Hours:

Line of Business:

Pay Details:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Key Responsibilities

Strategic Cultural Leadership:

• Lead the development and execution of strategies that reinforce a strong compliance culture aligned with the Global Compliance Programs objectives.
• Promote integrity accountability and effective risk management behaviors across all levels of the organization.

Cultural Assessment & Monitoring:

• Design and implement measurable standards and processes for self-assessment and continuous monitoring of compliance culture maturity and effectiveness across Global Compliance.
• Identify gaps trends and opportunities for proactive improvement.
• Governance & Independent Oversight: Support the establishment of clear roles accountability and governance structures to strengthen compliance ownership.

Communication & Engagement:

• Develop and drive a comprehensive communication strategy with culture partners such as H.R. Risk Management Compliance Academy and other key stakeholders to ensure consistent messaging around the desired compliance culture.
• Engage stakeholders across Compliance and the business to promote shared cultural values and drive behavioral change.
• Program Development & Continuous Improvement:
• Own the development and continuous refresh of the Culture Report.
• Based on the output of the Culture Report and other key drivers establish processes for formal reflection and feedback loops to promote adaptive learning and continuous program enhancement.
• Serve as a key contributor to the design and evolution of compliance culture initiatives training behavioral reinforcement tools and other key culture drivers

Qualifications

• 3 years of experience in regulatory compliance risk management culture transformation or organizational change in the financial services industry.
• Deep understanding of compliance frameworks risk culture principles and regulatory expectations (including OSFI Guideline E-13 FRB SR0808 and OCC Heightened Standards).
• Demonstrated success leading cross-functional initiatives focused on behavioral change compliance culture or ethics programs.
• Strong project management facilitation and communication skills with the ability to influence at all levels.
• Strong communication skills that drive engagement and action.
• Proven ability to think strategically and execute tactically in a complex fast-paced environment.
• Bachelors degree required; advanced degree or certifications (e.g. CRCM CCEP) preferred.

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):