Senior Manager, Risk Management- Exam and Regulatory Management

Capital One

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profile Job Location:

Chicago, IL - USA

profile Monthly Salary: $ 161500 - 184300
Posted on: Yesterday
Vacancies: 1 Vacancy

Job Summary

Senior Manager Risk Management- Exam and Regulatory Management

As a Senior Risk Manager at Capital One you will apply your project management and analytical skills to our highest profile Risk Management projects. You will manage a team with responsibilities for internal and external regulatory reporting. Document and understand reporting requirements establish and enhance the reporting process and hire and train team members to execute processes. Align processes with Capital One Requirements and frameworks. Consistently work with leaders across the enterprise to understand expectations and adjust processes as necessary.


Senior Risk Managers at Capital One are highly motivated Risk Management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.

Responsibilities:

  • Understanding documenting and analyzing current state capabilities regarding one or more Risk methods.

  • Leverage industry benchmarking to determine best practices and lessons learned regarding components of the Risk framework.

  • Write and revise documents such as policies standards procedures and guidelines.

  • Develop and enhance processes tools templates and job aides. Write contribute to edit and deliver presentations that aide in the design development refinement and usage of Risk methods.

  • Collaborate effectively across multiple organizations such as Operational Risk Management Enterprise Risk Management Compliance Business Risk Offices Operational Risk Sub-Steward organizations Information Technology Basel Program Internal Audit Regulator Relations etc. to achieve objectives.


Basic Qualifications:

  • Bachelors Degree or military experience

  • At least 3 year of Financial Services Risk Management Experience

  • At least 5 years of Project Management experience

  • At least 7 years of experience supporting partnering and interacting with internal business clients

Preferred Qualifications:

  • At least 7 years of Project Management experience leading cross functional projects and programs in Risk

  • At least 7 years of Financial Services risk management experience

  • PMP Certification or Masters Certificate of Project Management (CPM)

  • Ability to set direction manage expectations and lead cross-functional teams


At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Chicago IL: $161500 - $184300 for Sr. Risk Manager



Riverwoods IL: $161500 - $184300 for Sr. Risk Manager









Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status exempt or non-exempt status and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer (EOE including disability/vet) committed to non-discrimination in compliance with applicable federal state and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23-A of the New York Correction Law; San Francisco California Police Code Article 49 Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting at 1- or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital Ones recruiting process please send an email to

Capital One does not provide endorse nor guarantee and is not liable for third-party products services educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).


Required Experience:

Senior Manager

Senior Manager Risk Management- Exam and Regulatory ManagementAs a Senior Risk Manager at Capital One you will apply your project management and analytical skills to our highest profile Risk Management projects. You will manage a team with responsibilities for internal and external regulatory report...
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