Compliance Analyst Anti-Money Laundering & Financial Crimes
Share
Job Location:
Milwaukee, WI - USA
Monthly Salary:
Not Disclosed
Posted on:
15 hours ago
Vacancies:
1 Vacancy
Job Summary
About the Role:
As a Compliance Analyst AntiMoney Laundering & Financial Crimes (AML/FC) youll play a meaningful role in supporting and strengthening the firms AML/FC this earlycareer position youll help identify investigate and resolve potential financial crimes from money laundering to fraud and other suspicious activity while learning directly from experienced compliance professionals. Youll collaborate with associates across all five business lines and key corporate resource groups gaining broad exposure to the business. A curiosity for financialcrimes prevention and a foundational understanding of AML and brokerdealer regulations will help you thrive here and were ready to support your growth every step of the way.
This position offers flexibility with 3 days/week in our Milwaukee office and 2 days remote.
The Impact Youll Make:
Investigate and resolve issues related to funds movement fraud and other suspicious activity through transaction monitoring surveillance and other suspicious activity reporting
Draft Suspicious Activity Reports to be filed with FinCEN (Financial Crimes Enforcement Network)
Conduct enhanced due diligence reviews to assess CIP and KYC risk
Assist with document collection to satisfy regulator inquiries or audit requests
Provide support with AML/FC Program strategic initiatives
Contribute to the design and review of AML/FC transaction monitoring surveillance
Maintain up to date procedures for areas of responsibility
Actively collaborate and build relationships with team and other associates
What Youll Bring to Baird:
Professional experience in AML/FC within financial services brokerdealer or investment advisor settings required
SIE qualification exam recommended within two years
CAMS or equivalent certification preferred
Bachelors degree or equivalent of education and work experience
Strong analytical organizational critical thinking and problem-solving skills
Strong organizational and work-flow management skills
High degree of curiosity and attention to detail
Demonstrated ability to handle difficult situations with candor and professionalism
Proficient with technology including Microsoft Office products (especially Word and Excel)
Strong verbal and written communication skills
Ability to work independently and manage multiple priorities simultaneously
Compensation and Benefits:
Compensation and bonus are commensurate with experience performance and/or firm profitability
Youll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life career and future
#LI-RE1
Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race color religion sex pregnancy citizenship national origin age disability military service veteran status sexual orientation gender identity or expression genetic information or any other status protected by law.
Required Experience:
IC
Key Skills
- Cognos
- Forecasting
- Hyperion
- Microsoft Access
- Pivot tables
- Accounting
- Analysis Skills
- Microsoft Excel
- Financial Analysis
- Financial Modeling
- Budgeting
- Financial Planning
About Company
Baird is an employee-owned wealth management, capital markets, asset management and private equity firm. Leveraging our deep expertise and broad skills, we're dedicated to providing the best advice and service to our individual, corporate, institutional and municipal clients.
