Retail Investments Legal – Vice President

We are seeking a Retail Investments Legal Vice President to join our International Consumer Legal Team with a primary focus on retail investment products and specifically UK personal pension products. The ideal candidate will have familiarity with UK pension regulations and other financial services regulations such as the FCA Consumer Duty UK MiFID 2 the UK financial promotion regime and the Individual Savings Account regulations. Strong analytical and communication skills are essential as your contributions will play a vital role in supporting our company clients and business partners.

As a Retail Investments Legal Vice President within the International Consumer Legal Team you will provide legal advice on UK personal pension products general retail investment products and services and support various business initiatives. Your responsibilities will include interpreting existing laws rules and regulations advising on regulatory changes and completing legal reviews of client-facing content. Additionally you will collaborate with business stakeholders and functional partners while assisting in managing relationships with external counsel.

Job responsibilities

• Supporting the International Consumer Legal Team on product development and general advisory matters relating to the personal pension proposition and more broadly retail investment products.
• Drafting client documentation including updates to general T&Cs and marketing materials.
• Contributing to the oversight of the contents and execution of documents including communications with respect to complaints and internal governance materials.
• Liaising with outside counsel.
• Interpreting existing laws rules and regulations and advising on changes thereto as well as advising on contemplated and proposed laws rules and regulations.
• Facilitate effective communication and collaboration among multiple stakeholders to align legal project goals and expectations.

Required qualifications capabilities and skills

• Qualified Solicitor of England & Wales (although candidates licensed outside the UK will be considered) familiar with UK retail financial services especially UK personal pension products and other general retail investment products.
• UK retail financial services regulatory knowledge including pension regulations the FCA Consumer Duty UK MiFID 2 CCI Individual Savings Account regulations PRIIPs MAR and the UK financial promotion regime.
• Experience providing legal advice with respect to UK retail client matters including managing client complaints FOS investigations Power of Attorney queries and supporting bereavement matters.
• Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook.
• Experience of regulatory change management programs and new product development.
• Excellent organizational skills and a team player who can collaborate across business and functional stakeholders.

Preferred qualifications capabilities and skills

• Familiarity with other retail financial service laws and general consumer regulations including Payment Service Regulations or GDPR.
• Legal Project Management skills or experience.