Legal Advisor (Nasdaq US Securities US Listed Mining Compliance Foreign Private Issuers) – Florida, USA
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Job Location:
Florida City, FL - USA
Monthly Salary:
Not Disclosed
Posted on:
8 hours ago
Vacancies:
1 Vacancy
Job Summary
Reference Number: 565-2201LH
Job Description:
Our client is seeking an experienced Legal Advisor with a background in US Securities and Nasdaq listed mining entities to join their team in Florida USA.
This role will provide support to the General Counsel on US Securities Law Nasdaq compliance and public-company governance matters.
Responsibilities:
- Advise on U.S. securities law compliance for foreign private issuers.
- Prepare review and file SEC disclosures including applicable forms and registration statements.
- Ensure continued compliance with Nasdaq listing rules and governance requirements.
- Provide legal guidance on equity issuances share plans compensation disclosures warrant exercises and capitalraising activities.
- Monitor insider trading compliance and manage blackout periods and Regulation FD issues.
- Coordinate with external U.S. counsel auditors transfer agents and advisers as well as internal stakeholders and investor relations teams.
- Providing guidance to boards and committees on securities law and disclosure matters.
Requirements: Qualification and Skill
- Bachelor of Laws (LLB) Degree.
- Admitted Attorney.
- At least 5 years of experience with US listed companies with mining entity experience highly preferred.
- Previous experience with foreign private issuers.
- Strong knowledge of SEC reporting capital markets activity and Nasdaq requirements.
- Excellent attention to detail and sound commercial judgment.
- Able to work provide effective output in a fastpaced crossborder setting.
- Inhouse experience or a secondment to a listed company is an advantage.
- Relocation to Florida USA will be required.
Benefits and Contractual information:
- Competitive salary package.
- Permanent contract subject to successful probationary period.
If you wish to apply for the position please send your CV to Leanne Laas at
Please visit for more exciting opportunities.
Leanne Laas
Executive Lead – Talent & Client Management
CA Mining
CA Mining will respond to short-listed candidates only. If you have not had any response in two weeks please consider your application unsuccessful however your CV will be kept on our database for any other suitable positions.
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