Senior Compliance Officer
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Job Location:
Houston, MS - USA
Monthly Salary:
Not Disclosed
Posted on:
2 hours ago
Vacancies:
1 Vacancy
Job Summary
Senior Compliance Officer - Houston TX
About the job
We are seeking a Senior Compliance Officer to support and strengthen the organizations regulatory compliance and risk management framework. This role will have hands-on ownership of key compliance activities across AML/KYC sanctions data privacy conduct and third-party risk while supporting audits regulatory inquiries and continuous improvement of internal controls.
This position is ideal for a compliance professional with solid experience who can work independently exercise sound judgment and collaborate cross-functionally in a regulated environment.
What youll do
Execute and oversee compliance monitoring and screening activities including transaction reviews alerts watchlists OFAC/sanctions and PEP checks documenting findings and escalating exceptions when required
Own and review KYC/KYB files ensuring completeness accuracy and timely refresh of client documentation
Maintain update and enhance compliance policies procedures SOPs and control documentation
Support and contribute to risk assessments (customer product channel geography) control testing and remediation tracking (CAPA)
Coordinate and monitor mandatory compliance training programs (AML data privacy conduct) including completion tracking and reporting
Prepare compliance reports dashboards and audit packs for internal committees internal/external audits and regulatory requests
Support third-party due diligence processes including vendor screening onboarding reviews and compliance clauses
Maintain and follow up on incident breach and complaints logs ensuring evidence retention and corrective actions
Monitor regulatory developments and summarize potential business impact for internal stakeholders
Act as a trusted compliance point of contact for internal teams providing guidance and best practices
What were looking for
Bachelors degree in Law Finance Business Economics International Relations or a related field
36 years of experience in Compliance Risk Audit or Regulatory roles
Strong working knowledge of:
AML/KYC and sanctions (OFAC)
Data privacy regulations (GDPR CCPA or equivalent)
Market conduct and regulatory controls (jurisdiction-dependent)
Experience supporting audits regulatory exams or compliance reviews
Strong documentation analytical and control-testing skills
Proficiency in Excel / Google Sheets PowerPoint and Word
Ability to work independently manage priorities and meet deadlines
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
HQ Platinum nace como una división de Human Quality enfocada en el servicio de headhunting creada para conectar personal de altos niveles en posiciones específicas solicitadas por nuestros clientes.
