Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)

London - UK

Salary: Not Disclosed

Experience Required: 1-3years

Posted on: 3 hours ago

Vacancies: 1 Vacancy

Job Summary

Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)

Start Date: ASAP for 6 months initially could potentially extend

Location: Central London Hybrid

Working Hours: Monday to Friday 9am to 5.30pm

We are currently looking for an experienced Regulatory Operations Specialist with at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise) within at least one of the key regulations listed below:-

Must have at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise) within at least one of the key regulations listed below:-

UK/EU Regulations:

MIFID Article 26 (Transaction Reporting)

EMIR Article 9 (Trade Reporting)

Securities Financing Transactions Regulation (SFTR Reporting)

North American Regulations:

CFTC (Part 43/45)

Securities Based Swap Dealer Reporting (SEC 901/902)

APAC Regulations:

MAS

HKMA

ASIC

Responsibilities

Analysing and understanding of the regulatory technical requirements

Implementing and/or running of BAU controls

Exceptions management and issue prioritisation

Management Information design build and reporting

Governance and oversight of Trade and Transaction Reporting

Testing releases

Risk Control Self Assessment

Required Skills:

Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)

Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)Start Date: ASAP for 6 months initially could potentially extendLocation: Central London HybridWorking Hours: Monday to Friday 9am to 5.30pmWe are currently looking for an experienced Regulatory Operations Specialist with at ...