Investment Compliance Associate | Boston Hedge Fund
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Job Location:
Boston, NH - USA
Monthly Salary:
Not Disclosed
Posted on:
2 hours ago
Vacancies:
1 Vacancy
Job Summary
A leading multi-strategy investment management firm with over $3B in assets under management is seeking anInvestment Compliance Associateto join its collaborative and high-performing compliance team.
Role Overview
The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading operations and legal/compliance teams to ensure the firms investment activity adheres to internal policies client guidelines and global regulatory standards.
Key Responsibilities
- Monitor and resolve daily trade compliance alerts and exception reports in the firms order management system (OMS).
- Maintain restricted lists and oversee wall-crossing processes.
- Review investment guidelines and assist in coding rules into the OMS.
- Support the onboarding of new funds accounts and instruments within compliance systems.
- Track and escalate potential compliance breaches and coordinate remediation with relevant stakeholders.
Qualifications
- Experiemce ininvestment compliance experiencewithin an asset management hedge fund or investment advisory firm.
- Experience withCharles River FlexTrade or a similar OMS/OEMSstrongly preferred.
- Strong analytical mindset high attention to detail and excellent communication skills.
- Thrives in a rigorous collaborative and intellectually curious environment.
Compensation & Benefits
- Competitive base salary
- Annual bonus and profit-sharing program.
- Best-in-class 401(k) match 100% up to IRS limit.
- 100% employer-paid healthcare (medical dental vision).
- Complimentary on-site meals fitness center wellness benefits and other perks.
Key Skills
- Eclipse
- Apache
- Drafting
- Audio Visual
- AutoCAD Drafting
- ACCA
