Job Title:
Regulatory Reporting Oversight (RRO) Financial Control Supervisor
Location:
CityScape
What youll do:
The Regulatory Reporting Oversight (RRO) Financial Control Supervisor is responsible for leading the planning execution and delivery of regulatory reporting quality assurance testing in alignment with the companys compliance framework. This role ensures the integrity and accuracy of regulatory reporting through comprehensive risk assessments conformance reviews transaction testing and control evaluations. The Supervisor will oversee and review work performed by senior and staff-level team members including the preparation and reporting of test results project deliverables and special assignments. Acting as a key liaison this position interacts frequently with stakeholders across the organization to strengthen the control environment and support regulatory compliance objectives.
- Manage Testing Cycles: Plan execute and deliver RRO test work in accordance with established compliance frameworks and timelines.
- Risk Assessment & Testing: Conduct risk assessments and perform conformance transaction and control testing to evaluate data quality and reporting integrity.
- Team Oversight: Supervise senior and staff-level employees providing guidance reviewing work and ensuring adherence to RRO standards.
- Issue Identification & Resolution: Analyze discrepancies assess impact on regulatory reporting and collaborate with stakeholders to implement corrective actions.
- Reporting & Documentation: Assist the Associate Director in preparing and presenting detailed reports on RRO results findings and recommendations to management and governance committees.
- Stakeholder Engagement: Partner with Accounting Risk Treasury Operations and Data Management teams to address data quality issues and enhance reporting processes.
- Special Projects: Lead or participate in projects and initiatives related to regulatory reporting and quality assurance.
What youll need:
- 5 years of related experience in Internal Controls Public Accounting Internal Audit or similar field.
- Bachelors degree in related field required; Masters or MBA in related field preferred.
- Advanced knowledge of internal control analysis risk assessment methodologies Sarbanes-Oxley Section 302/402 and/or FRB reporting requirements COSO framework Institute of Internal Auditor (IIA) standards and/or generally accepted accounting principles.
- Entry to Intermediate level knowledge of general banking operations including deposit operations loan administration treasury management and/or other commercial banking products and services.
- Entry to Intermediate level knowledge of applicable regulatory and legal compliance obligations rules and regulations industry standards and practices.
- Advanced speaking and writing communication skills and ability to effectively interact with all levels within the Company.
- Advanced exceptional time management; detail oriented and proficient in Microsoft Office applications. Previous leadership experience preferred.
- Certified Public Accountant preferred.
- Occasional travel required.
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Required Experience:
Manager
Job Title:Regulatory Reporting Oversight (RRO) Financial Control SupervisorLocation:CityScapeWhat youll do:The Regulatory Reporting Oversight (RRO) Financial Control Supervisor is responsible for leading the planning execution and delivery of regulatory reporting quality assurance testing in align...
Job Title:
Regulatory Reporting Oversight (RRO) Financial Control Supervisor
Location:
CityScape
What youll do:
The Regulatory Reporting Oversight (RRO) Financial Control Supervisor is responsible for leading the planning execution and delivery of regulatory reporting quality assurance testing in alignment with the companys compliance framework. This role ensures the integrity and accuracy of regulatory reporting through comprehensive risk assessments conformance reviews transaction testing and control evaluations. The Supervisor will oversee and review work performed by senior and staff-level team members including the preparation and reporting of test results project deliverables and special assignments. Acting as a key liaison this position interacts frequently with stakeholders across the organization to strengthen the control environment and support regulatory compliance objectives.
- Manage Testing Cycles: Plan execute and deliver RRO test work in accordance with established compliance frameworks and timelines.
- Risk Assessment & Testing: Conduct risk assessments and perform conformance transaction and control testing to evaluate data quality and reporting integrity.
- Team Oversight: Supervise senior and staff-level employees providing guidance reviewing work and ensuring adherence to RRO standards.
- Issue Identification & Resolution: Analyze discrepancies assess impact on regulatory reporting and collaborate with stakeholders to implement corrective actions.
- Reporting & Documentation: Assist the Associate Director in preparing and presenting detailed reports on RRO results findings and recommendations to management and governance committees.
- Stakeholder Engagement: Partner with Accounting Risk Treasury Operations and Data Management teams to address data quality issues and enhance reporting processes.
- Special Projects: Lead or participate in projects and initiatives related to regulatory reporting and quality assurance.
What youll need:
- 5 years of related experience in Internal Controls Public Accounting Internal Audit or similar field.
- Bachelors degree in related field required; Masters or MBA in related field preferred.
- Advanced knowledge of internal control analysis risk assessment methodologies Sarbanes-Oxley Section 302/402 and/or FRB reporting requirements COSO framework Institute of Internal Auditor (IIA) standards and/or generally accepted accounting principles.
- Entry to Intermediate level knowledge of general banking operations including deposit operations loan administration treasury management and/or other commercial banking products and services.
- Entry to Intermediate level knowledge of applicable regulatory and legal compliance obligations rules and regulations industry standards and practices.
- Advanced speaking and writing communication skills and ability to effectively interact with all levels within the Company.
- Advanced exceptional time management; detail oriented and proficient in Microsoft Office applications. Previous leadership experience preferred.
- Certified Public Accountant preferred.
- Occasional travel required.
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Required Experience:
Manager
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