DescriptionAre you passionate about financial markets and eager to make a real impact in a dynamic fast-paced environment Join our EMEA Compliance Surveillance team where youll play a vital role in monitoring and analyzing sales trading and banking activities as well as electronic and telephone communications.
As a Communications Surveillance Associate / Senior Associate within the EMEA Compliance Surveillance team you will be responsible for monitoring and analyzing sales trading and banking activities as well as overseeing electronic and telephone communications such as email and Bloomberg messages. You will utilize and help develop advanced electronic tools and integrative techniques to identify potential or actual breaches of the Firms policies and regulatory this role you will collaborate closely with various Compliance teams and groups across the Firm ensuring a robust and effective surveillance process.
Job responsibilities:
- Review communications surveillance alerts on a daily basis across different asset classes
- Perform thorough review of communication content and research relevant information
- Engage with business aligned compliance teams surveillance technology partners and other key stakeholders
- Carry out ad hoc reviews and searches
Required qualifications capabilities and skills:
- Good knowledge of financial markets and products
- Non-English language skills essential
- Strong analytical and risk assessment skills strong attention to details
- Excellent investigative instincts and background/experience in reviewing communications
- You have the ability to effectively partner with key stakeholders and technology partners
- Additionally you possess:
- initiative and judgement;
- the ability to prioritise conflicting demands be proactive well-organised and work under pressure;
- skills to work with management and forge strong partnerships with colleagues;
- the ability to work independently and in teams and the readiness to share knowledge;
- strong oral and written communication skills;
Preferred qualifications capabilities and skills:
- Degree or overseas equivalent would be desirable but not essential
- People skills
Required Experience:
Senior IC
DescriptionAre you passionate about financial markets and eager to make a real impact in a dynamic fast-paced environment Join our EMEA Compliance Surveillance team where youll play a vital role in monitoring and analyzing sales trading and banking activities as well as electronic and telephone comm...
DescriptionAre you passionate about financial markets and eager to make a real impact in a dynamic fast-paced environment Join our EMEA Compliance Surveillance team where youll play a vital role in monitoring and analyzing sales trading and banking activities as well as electronic and telephone communications.
As a Communications Surveillance Associate / Senior Associate within the EMEA Compliance Surveillance team you will be responsible for monitoring and analyzing sales trading and banking activities as well as overseeing electronic and telephone communications such as email and Bloomberg messages. You will utilize and help develop advanced electronic tools and integrative techniques to identify potential or actual breaches of the Firms policies and regulatory this role you will collaborate closely with various Compliance teams and groups across the Firm ensuring a robust and effective surveillance process.
Job responsibilities:
- Review communications surveillance alerts on a daily basis across different asset classes
- Perform thorough review of communication content and research relevant information
- Engage with business aligned compliance teams surveillance technology partners and other key stakeholders
- Carry out ad hoc reviews and searches
Required qualifications capabilities and skills:
- Good knowledge of financial markets and products
- Non-English language skills essential
- Strong analytical and risk assessment skills strong attention to details
- Excellent investigative instincts and background/experience in reviewing communications
- You have the ability to effectively partner with key stakeholders and technology partners
- Additionally you possess:
- initiative and judgement;
- the ability to prioritise conflicting demands be proactive well-organised and work under pressure;
- skills to work with management and forge strong partnerships with colleagues;
- the ability to work independently and in teams and the readiness to share knowledge;
- strong oral and written communication skills;
Preferred qualifications capabilities and skills:
- Degree or overseas equivalent would be desirable but not essential
- People skills
Required Experience:
Senior IC
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