EMEA Trading Supervisory Management Senior Associate
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Job Summary
The Global Wealth Management (GWM) Supervisory Manager for products (Trading SM) is responsible for all aspects of sales supervision and risk review for Solutions across all Asset Classes in their assigned regions/teams. The Trading SM coordinates and works closely with Risk Control Compliance and Legal on issues that arise in the product teams (Solutions).
Within strategic projects and initiatives from the business Trading SM is currently hiring an individual responsible for overseeing the wealth management cross asset trading desks business and operations with exposure to marketing topics as well.
Job responsibilities
- Deals effectively with the trading desk and oversees daily operations
- Identifies potential risk areas and / or control gaps along with daily monitoring of trading and business processes
- Evaluates desk procedures and client communication for appropriateness
- Reviews and approval of daily trade alerts and exception reports for trading desk
- Reviews Marketing Materials to ensure the materials adhere to applicable regulatory requirements and bank policies
- Manages and coordinates projects in relation to business communications by liaising with business and Marketing teams
- Manages audit projects by demonstrating adherence to internal policies and procedures as well as providing all necessary documentation in accordance with internal/external examiners requests
- University degree or above
- Proficient in both English
- Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
- Understanding of wealth management business including process flows services regulatory/control requirements
- Work independently and at the same time act as a good team player
- Problem solving mindset ability to take initiative to resolve issues
Required qualifications capabilities and skills
- University degree or above
- Proficient in both English
- Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
- Understanding of wealth management business including process flows services regulatory/control requirements
- Work independently and at the same time act as a good team player
- Problem solving mindset ability to take initiative to resolve issues
Preferred qualifications capabilities and skills
Comparable roles Compliance Surveillance Risk/Operational Risk management or Audit experience is preferred
Required Experience:
Manager
Key Skills
- Portfolio Management
- Wealth Management
- Financial Services
- Hybris
- Microsoft Word
- Banking
- Cash Management
- Data Management
- Microsoft Powerpoint
- Securities Law
- Microsoft Excel
- Internet Of Things
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
