Compliance Analyst

Singapore - Singapore

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Department:

Compliance

Job Summary

Who are we

We are ADDX the entry point into private markets and we aim to democratize private market investments. As a team we strive to build a future where everybody can access financial ecosystems easily fairly and teams belief is real economies benefit when capital flows freely and efficiently especially in the private market space.

Why join us

We have built the worlds first fully regulated platform for digital securities licensed by the Monetary Authority of Singapore (MAS).

ADDX is a global private market exchange headquartered in Singapore. To date ADDX has listed more than 60 deals on its platform and worked withblue-chip names such as Hamilton Lane Partners Group Investcorp Singtel UOB CGS-CIMB as well as Temasek-owned entities Mapletree Azalea SeaTownand Fullerton Fund Management.

. The full-service capital market platform has raised a total of US$140 million in funding since its inception in 2017.

We are backed by companies such as Singapore Exchange (SGX) the Stock Exchange of Thailand (SET) Temasek subsidiary Heliconia Capital Japan Investments Corporation the Development Bank of Japan (DBJ) UOB KB Securities Tokai Tokyo Financial Holdings and Hamilton Lane.

We are growing and we are looking for talented individuals to join our team and take us forward as the leader of the private market. If you believe in a future of fair financial markets just like we do weve been waiting for you at ADDX.

We are seeking an experienced and proactive Compliance Analyst to lead the day-to-day operations of the Transaction Monitoring function. This role is critical in ensuring timely review and resolution of alerts maintaining robust compliance testing frameworks and supporting regulatory obligations.

The role also includes conducting compliance testing and to support broader compliance initiatives including licensing projects and regulatory submissions.

Transaction Monitoring & Investigations

- Perform daily reviews of transaction monitoring alerts to identify potentially suspicious activity.

- Investigate and analyze alerts ensuring timely disposition and documentation.

- Escalate cases for further review and assist in the preparation of Suspicious Transaction Reports (STRs).

- Support scenario tuning and threshold calibration of transaction monitoring systems.

Compliance Testing & Documentation Review

- Conduct periodic compliance testing across all regulatory compliance areas including AML/CFT CDD/KYC market conduct Representative Notification Framework (RNF) and licensing obligations and transaction monitoring processes.

- Review documentation across all compliance domains to ensure completeness accuracy and alignment with internal policies and applicable regulatory requirements.

- Identify gaps or deficiencies in controls documentation and operational processes and recommend appropriate corrective actions.

- Maintain comprehensive testing records and prepare reports for senior management internal audit and regulatory inspections.

Licensing & Regulatory Projects

- Support compliance-related licensing applications and renewals including preparation of documentation and coordination with internal stakeholders.

- Assist in drafting and reviewing submissions under relevant regulatory frameworks

- Track regulatory obligations and ensure timely updates to internal compliance frameworks and taxonomies.

Policy Training & Strategic Initiatives

- Assist in updating AML/CFT policies procedures and workflows.

- Monitor regulatory developments and industry best practices related to AML CDD and Capital Markets Services (CMS) licensing matters.

- Participate in cross-functional projects related to system upgrades automation and process improvements.

Requirements:

- Minimum 3 years of relevant experience in compliance testing AML or transaction monitoring within financial services or fintech.

- ICA Diploma / CAMS / CGSS certification will be advantageous

Due to our limited capacity we regret that only shortlisted candidates will be notified.

We may use artificial intelligence (AI) tools to support parts of the hiring process such as reviewing applications analyzing resumes or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed please contact us.

Required Experience:

Who are weWe are ADDX the entry point into private markets and we aim to democratize private market investments. As a team we strive to build a future where everybody can access financial ecosystems easily fairly and teams belief is real economies benefit when capital flows freely and efficiently e...