Associate Manager, Agency and Trustee Services
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Job Location:
Monthly Salary:
Posted on:
7 hours ago
Vacancies:
1 Vacancy
Job Summary
Kroll is a global leader in risk advisory and financial advisory. With a rich history spanning decades we empower organisations to confidently navigate the complexities of a rapidly evolving business landscape.
Kroll Agency and Trustee Services (KATS) provides independent conflict-free third-party agency and trustee services across the loan and bond markets. We have developed our strong reputation by delivering proactive and bespoke services and currently manage over 900 transactions globally.
Associate Manager Agency and Trustee Services
We are currently hiring for two associate manager roles based in Hong Kong each offering a unique opportunity to shape the future of our APAC operations.
Associate Manager Compliance
Associate Manager Deal
Below responsibilities and requirements:
1. Associate Manager Compliance
Assisting the compliance department to uphold anti-money laundering procedures and policies (local and overseas) and ensuring that the Group adhere to strict compliance procedures and regulatory guidelines.
Job Responsibilities
Act as second line of defense provide regulatory compliance advice guidance and support in order to maintain an effective control framework and to ensure compliance with all relevant regulations internal policies and procedures and good market practices
Assist the management team to determine if policies procedures and controls of an AML & sanctions compliance program are adequate effective and in compliance with regulatory requirements; identify risks and potential causes of deficiencies; and provide best
practices recommendations/corrective actions where necessary
Escalate key compliance issues to management team to ensure the compliance risks are properly managed
Prepare and/or review due diligence reports on new and existing clients in accordance with AML procedures applicable to corporate trust and agency services
Handle audit examination or regulatory inspection
Conduct compliance review to ensure compliance controls for different risk buckets
Keep abreast of the latest development of applicable local and international regulatory requirements
Promote and enforce compliance culture within the Group
Requirements
University graduate or above in Accounting Law Finance or business-related discipline
In depth understanding of anti-money laundering and compliance regulations within the banking/loan agency/corporate trust/financial services industry
5 years of working experience in financial industry specialising in compliance risk management and/or internal control functions
Sound knowledge of local and/or overseas legislation rules and regulations codes and guidelines applicable to our business
Practical experience in conducting compliance review program
Good business acumen be able to adopt pragmatic approach in resolving problems in a proactive and efficient manner
Knowledge of FATCA/CRS regulatory reporting is highly desired
Excellent communicator in both spoken and written English and Chinese including Mandarin
Candidates with more experience / higher qualification may be considered a higher position.
2.Associate Manager Deal
Job Responsibilities:
Draft prepare review and comment on a variety of legal and corporate finance documents.
Liaise with clients and service providers
Coordinate internal procedures including for the Compliance Finance and Operations functions
Assist with ad hoc projects and research as required
Transactional case management support
Requirements:
Degree in legal studies
3 years of legal experience or Qualified Lawyer with 2-3 years PQE
Knowledgeable and experienced incorporate and commercial areas or analytical corporate finance experience in a financial institution/NBFI corporate or private practice
A practical understanding of APLMA based and/or public debt finance documentation and familiarity with due diligence process and anti-money laundering requirements
Has initiative and a dedicated team player
Excellent communication skills (written and spoken) in English; Chinese verbal and written
About Kroll
Join the global leader in risk and financial advisory solutionsKroll. With a nearly century-long legacy we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
In order to be considered for a position you must formally apply via
#LI-DNI
Required Experience:
Manager
Key Skills
- Sales Experience
- B2B Sales
- Marketing
- Financial Services
- Customer Services
- Management Experience
- Redmine
- Agency Management
- Home Care
- Outside Sales
- Sales Management
- Recruiting
About Company
Kroll’s Restructuring Administration practice, formerly Prime Clerk, offers end-to-end restructuring administration services with unrivaled experts and technology. Read more.
