Compliance Regulatory Strategy Lead Vice President
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Job Location:
Jersey, NJ - USA
Monthly Salary:
$ 122550 - 207000
Posted on:
Yesterday
Vacancies:
1 Vacancy
Department:
Job Summary
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be best-in-class.
As the Regulatory Strategy Lead within the Commercial and Investment Bank & Securities Regulatory Engagement Management team you will be responsible for leading regulatory exams and ongoing supervisory engagements.
You will collaborate with senior leaders across the Broker Dealer Futures Commission Merchant Swap Dealer and Security Based Swap Dealer businesses control management and corporate functions to provide strategic advice and manage regulatory examinations and other regulatory engagements conducted by the SEC FINRA CFTC CME NFA regional exchanges and state regulators.
Working directly with regulators and internal stakeholders you will lead and coordinate the firms responses to exams; field direct and respond to ad hoc regulatory inquiries; chair regulatory meetings; and develop reports for senior management. You will gain exposure to a broad spectrum of regulatory issues and topics as they affect various stakeholders and will be responsible for executing the overall strategy for regulatory this role you will maintain a high degree of visibility within the organization through regular interactions with senior business and functional leaders.
Job Responsibilities
- Lead regulatory examinations through the exam lifecycle as well as ongoing monitoring engagements.
- Advise influence and challenge the accountable LOB or Function Lead and other exam partners in preparation for and engagement in regulatory engagements.
- Oversee coordinate and strategically prepare for the recurring ongoing supervision meetings between covered businesses and their respective regulators.
- Work with REMs and engagement managers across LOB and functions and other responsible parties to coordinate and drive a consistent message and approach to regulatory engagement coverage.
- Escalate issues that arise in the course of engagements promptly and effectively.
- Establish and maintain strong working relationships between the regulators and the Firm.
- Partner across lines of business and functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries.
- Provide reporting to senior stakeholders highlighting activity on and focus areas of regulatory engagements.
- Maintain thorough and accurate records of exams in progress recurring meetings and MIS reporting provided to regulators.
- Oversee and coordinate content of presentation materials for regulatory engagements.
- Stay up-to-date with regulatory activities managed by regional REM teams in EMEA APAC and LATAM and assist with addressing questions/requests to drive a consistent message globally.
Required Qualifications Capabilities and Skills
- 7 years of relevant experience including experience at a large financial institution or regulator consulting or legal firm
- Experience in Broker Dealer FCM Swap Dealer Control Management Compliance Audit and/or operational risk.
- Proven ability to multi-task prioritize to deliver high-quality results that meet Firm and regulatory expectations in a fast-paced and evolving environment.
- Ability to perform under pressure and to manage competing priorities under tight deadlines
- A strong track record of managing relationships at a senior level
- Superior communication and interpersonal skills including active listening and the ability to quickly digest complex information capture and summarize key takeaways from engagements.
- Knowledge of and experience with regulators exam processes and regulatory matters
- Ability to adopt new technology advancements and utilize them to increase efficiencies in the regulatory engagement function.
Required Experience:
Exec
Key Skills
- Change Management
- Financial Services
- Growing Experience
- Managed Care
- Management Experience
- Analysis Skills
- Senior Leadership
- Performance Management
- Process Management
- Leadership Experience
- negotiation
- Analytics
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
