Senior Compliance Analyst

Mumbai - India

Monthly Salary: Not Disclosed

Posted on: Yesterday

Vacancies: 1 Vacancy

Job Summary

Senior Compliance Analyst India

At Optiver youll find an environment built on collaboration curiosity and continuous improvement. As a leading technology-driven market maker we thrive on solving complex challenges that power the worlds financial markets. Our Compliance team plays a crucial role in ensuring that we operate with integrity within regulatory frameworks and in line with Optivers risk appetite. Thats where you come in.

In this role you will be part of the India Compliance team working closely with the India Head of Compliance to support day-to-day compliance operations regulatory obligations and risk management processes. You will also collaborate with regional teams across APAC contributing to Optivers strong culture of compliance and governance.

What youll do

As a Senior Compliance Analyst India you will play a critical role in ensuring Optivers business operates within regulatory and internal compliance frameworks. Your key responsibilities will include:

Managing regulatory submissions including data collation report preparation and timely submission.
Coordinating periodic audits by liaising with external auditors and internal stakeholders to ensure smooth completion and timely responses.
Undertaking ad-hoc regulatory applications intimation requirements and other routine compliance tasks.
Managing certain APAC & India core compliance tasks including management reporting and employee-related compliance activities.
Supporting control testing in coordination with regional compliance teams.
Assisting in the review maintenance and enhancement of Optivers compliance policies and procedures.
Partnering with internal teams on compliance-related matters such as risk reviews control testing and trade surveillance.
Supporting ongoing compliance monitoring training initiatives and awareness programs.

What youll get

Youll join a culture of excellence and collaboration surrounded by talented professionals who are driven to make an impact. At Optiver we invest in our people to help them grow and succeed.

In return for your expertise youll receive a range of benefits including:

A competitive performance-based bonus structure that rewards impact and contribution.
Opportunities to work alongside global peers in a high-performing and intellectually stimulating environment.
Continuous learning and development opportunities to deepen your technical and regulatory knowledge.
Daily breakfast lunch and access to an in-house barista.
Corporate health insurance.
Uber business for daily commute.
A fun fast-paced environment that encourages innovation and excellence.

Who you are

Postgraduate Chartered Accountant (CA) Company Secretary (CS) MBA or an equivalent qualification in a related discipline.
Minimum of 5 years of experience in a Compliance or Audit role covering stock broking or trading activities ideally within a proprietary trading or retail trading environment.
Strong understanding of SEBI and Exchange regulatory frameworks governing trading and broking activities.
Demonstrated interest in automation and technology-driven solutions to streamline compliance processes.
Strong written and verbal communication skills.
Proven ability to prioritise and manage multiple deliverables in a fast-paced environment.
High levels of ethics integrity and commitment to upholding Optivers standards of professionalism and compliance.

If you have any questions feel free to contact our Recruitment team via

Please note: We cannot accept applications via email for data protection reasons.

Diversity statement

Optiver is committed to diversity and inclusion. We encourage applications from candidates of all backgrounds and welcome requests for reasonable adjustments throughout the recruitment process.

Required Experience:

Senior IC

Senior Compliance Analyst IndiaAt Optiver youll find an environment built on collaboration curiosity and continuous improvement. As a leading technology-driven market maker we thrive on solving complex challenges that power the worlds financial markets. Our Compliance team plays a crucial role in en...