Internal Firm Services Ethics & Compliance Monitoring and Reporting Manager

Position/Program & Title:

Ethics & Compliance Monitoring and Reporting Manager at PwC AC Kolkata

Job Summary:

A career in Risk Management within Internal Firm Services will provide you with the opportunity to advance and foster integrity-based decision making and conduct by PwC professionals throughout our organisation. Youll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwCs regulatory litigation and reputational risk.

Our Compliance team is responsible for oversight of all Compliance activities by our PwC professionals. As part of the team youll help promote and monitor compliance with applicable external and internal policies laws and regulations and subsequently manage PwCs regulatory litigation and reputational risk.

Job Description:

As an Ethics & Compliance Monitoring and Reporting Manager you will play a pivotal role within our Compliance Monitoring team driving excellence in risk management by leveraging data and analytics to support integrity-based decision-making across PwC. Your core responsibility will be to transform complex compliance data into compelling actionable insights using tools such as Power BI helping the firm proactively manage regulatory litigation and reputational this role you will:

• Drive compliance data analysis crafting interactive dashboards and reports that tell compelling stories and drive informed decisions.
• Collaborate with multi-disciplinary teams and compliance leaders across various domains (e.g. anti-corruption privacy regulatory) to identify data needs and reporting requirements.
• Execute ongoing compliance monitoring activities including integrity assessments and training effectiveness reviews to ensure adherence to firm policies and procedures
• Analyze categorize and synthesize compliance data to prepare clear high-level recommendation summaries that inform leadership and stakeholders.
• Create engaging decks and written communications to effectively convey complex compliance findings in a salient and accessible manner.
• Design implement and refine automated data transformation processes using Alteryx Power Query Power Apps or similar tools to ensure efficient accurate and repeatable workflows.
• Develop and uphold rigorous data integrity and quality protocols ensuring timely and secure access to compliance-related data.
• Interpret complex information from multiple sources and perspectives to develop evidence-based recommendations and streamline compliance monitoring efforts.
• Provide mentorship and coaching to team members fostering their growth while promoting a culture of ownership and continuous improvement.
• Navigate sensitive conversations with diplomacy demonstrating professional skepticism independence and ethical rigor.
• Champion compliance by maintaining up-to-date knowledge of firm and regulatory requirements driving adherence to PwCs Code of Ethics and Business Conduct.
• Identify and implement process improvements and innovative technologies to enhance program delivery and effectiveness.
• Manage multiple projects concurrently ensuring timely completion with attention to detail and quality.

This role offers an excellent opportunity to expand your skills shape compliance monitoring strategies and make a significant impact within a global professional services environment.

Position/Program Preferred knowledge skills:

Demonstrates extensive knowledge abilities and/or a proven record of success in:

• Creating and publishing interactive customizable Power BI reports that enable compliance teams to uncover business insights and tell impactful data stories.
• Utilizing Alteryx Power Query Power Apps Data Flows or similar platforms to automate data extraction transformation and loading processes with complex and disparate datasets.
• Deep understanding of risk and compliance functions within multinational professional services firms including experience performing monitoring activities that verify program effectiveness and identify enhancement opportunities.
• Applying a forensic mindset to dissect datasets identify anomalies and trends and rigorously assess data completeness and quality to optimize accuracy and operational efficiency.
• Establishing and maintaining robust data governance quality controls and access protocols within compliance monitoring frameworks.
• Crafting clear concise and compelling written content tailored to diverse audiences ensuring complex information is easily understood; Proficiency in articulating ideas succinctly and confidently in meetings presentations and discussions with stakeholders at all levels.
• Designing engaging and visually appealing decks that distill complex data and concepts into clear salient and actionable insights.
• Using structured storytelling techniques to guide audiences through complicated material in a logical and memorable way.
• Engaging with compliance and risk leadership across various functions (anti-corruption privacy independence etc.) to translate business needs into technical data and reporting solutions.
• Documenting analytics workflows data processes and compliance procedures with clarity and precision.
• Strong stakeholder management skills capable of collaborating and delivering presentations to diverse audiences across organizational levels.
• Identifying and championing innovative technological solutions that enhance compliance monitoring capabilities.
• Demonstrated ability to work effectively both independently and within a team managing competing priorities and delivering results within deadlines.
• Exceptional organizational and detail-oriented skills with a commitment to accuracy and thorough tracking of client interactions and project deliverables.
• Experience operating in a cross-cultural global environment with sensitivity to diverse perspectives and norms.
• Solid project management skills with the ability to manage timelines priorities and resources efficiently.
• Self-motivated proactive and committed to continuous learning and excellence.

Job Requirements and Preferences:

Minimum Years of Experience: 4 - 5 years experience in compliance monitoring risk management or data analytics within a multinational or professional services environment. Proven ability to develop and deploy Power BI reports and dashboards. Experience with data transformation tools such as Alteryx Power Query or Power Apps.

Minimum Degree(s) and Certification(s) Required: Any Bachelors/Masters degree (or equivalent)

Preferred Certifications: Microsoft Certified Data Analyst Associate (Power BI)