PJT Partners is a global advisory-focused investment bank. Our team of senior professionals delivers a wide array of strategic advisory shareholder advisory restructuring and special situations and private fund advisory and placement services to corporations financial sponsors institutional investors and governments around the world. We offer a unique portfolio of advisory services designed to help our clients achieve their strategic objectives. We also provide through PJT Park Hill private fund advisory and fundraising services for alternative investment managers including private equity funds real estate funds and hedge funds.

From the beginning PJT Partners has firmly believed that having the best people is key to building an enduring franchise. Our perspective was and remains that a great team brings in both top tier clients and appeals to a wide-range of diverse talented colleagues. Fostering an inclusive culture which welcomes differing perspectives and beliefs enables us to provide the best advice and insights to our clients.

To learn more about PJT Partners please visit our website at.

Responsibilities:

This is a great opportunity for someone who can work independently and as part of a team. Primary responsibilities of the successful candidate include:

> Managing the requirements of the FCAs Senior Managers & Certification Regime guiding candidates through all steps of the Certification from initial registration (including regulatory licensing exams) to annual recertification

> Delivering compliance training to new joiners and supporting ad-hoc and annual refresher training for front office business teams

> Coordinating regulatory attestations for UK employees upon joining the firm and on a quarterly/ad-hoc basis

> Assisting in the development of supervisory reports and presentations

> Maintaining and enhancing compliance procedures in response to evolving business practices and regulatory expectations

> Monitoring UK and European mandates for compliance with Market Abuse Regulation requirements including conducting periodic reviews of transaction folders

> Executing scheduled compliance tasks in a timely manner

> Effectively communicating compliance issues and associated root causes to management across all lines of businesses within the Firm

> Understanding and remaining current with applicable regulations trends and best practices and contribute to the development of effective monitoring and control processes

Qualifications:

We seek to hire individuals who are highly motivated intelligent and are proven self-starters. The successful candidates should have excellent communication skills a demonstrated ability to write effectively and a desire to work in a team environment. The ideal candidate would have 1-3 years of compliance experience with a consulting firm or within the financial services industry (preferably at an investment bank and/or an FCA authorised firm) and meet the following qualifications:

> Quick learner with the ability to rapidly grasp new or unfamiliar subject matter

> Resilient under pressure with an ability to meet tight and fixed deadlines

> Strong client focus and ability to partner with various internal stakeholders including management

> Proactive in identifying and escalating issues

> Excellent analytical prioritization and organization skills

> Strong risk and control awareness

> Proficiency in Microsoft Office includingExcel PowerPoint and Word

All qualified applicants will receive consideration for employment without regard to race color religion sex age disability sexual orientation national origin or any other category protected by law.