- SP Compliance Services is a leading provider of integrated compliance solutions across Europe.
- As a certified full-service compliance partner (ISO 9001 & ISO/IEC 27001) we support banks investment firms FinTechs and asset managers with scalable audit-proof and technology-driven compliance systems.
- We combine regulatory expertise with digital innovation helping clients navigate complex frameworks like DORA AMLA ESG and MiCA.
Tasks
As a Legal Compliance Manager youll become a key part of our interdisciplinary team working hands-on with our clients to meet evolving regulatory obligations.
Your main tasks:
- Regulatory Monitoring & Legal Assessment
Track and evaluate updates across relevant frameworks (e.g. WpIG KAGB MaRisk GwG DORA AMLA) - Risk Assessments
Conduct and enhance internal risk analyses - Implementation Concepts & Advisory
Develop actionable compliance concepts and support implementation - Client Interaction & Authority Coordination
Support audits reporting processes and supervisory communications
Industries & Client Segments
- Banks and financial institutions
- Capital management companies & investment firms
- FinTechs crypto service providers and payment institutions
- ESG-driven and regulated non-financial corporates
Requirements
- Several years of professional experience in compliance regulatory risk or legal advisory
- Ideally a background with a Big Four firm legal consultancy or regulated financial institution
- Solid knowledge of German and EU regulatory frameworks
- Independent working style a collaborative mindset and a passion for digital solutions
Benefits
- Structured training and certification for Compliance Officers
- Career development in a future-proof and fast-growing RegTech environment
- Access to high-profile client mandates from onboarding to strategic outsourcing
- Remote work flexible hours and a professional supportive team
SP Compliance Services Where Regulation Meets Innovation.
Your compliance. Our mission.