Compliance Officer
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Job Location:
Cape Town - South Africa
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Our Client is looking for an experienced Compliance officer to join their team
KeyResponsibilities:
MakenecessaryupdatestoKYCprocessestomeetregulatorydeadlines.
Overseestaffcomplianceespeciallyforsupervisedrepresentatives.
ConductquarterlyreviewsmanageFitandProperdeclarationsandtrack trainingandcertifications.
Managerecordsofsuspicioustransactions.
Maintainkeypoliciesandorganizetrainingforcomplianceandsecurity.
Planandconducttrainingsessionsoncomplianceupdates.
Overseetransactionmonitoringinvestigatesuspiciousactivitiesand escalateasneeded.
Reportanyviolationsofcomplianceorregulatorystandards.
Prepareforregulatoryauditsandmanagereports.
Maintainauthorizedsignatorylistsandsupportregulatoryreviews.
ManageprocessesrelatedtoFAISlicensingincludingrepresentativechanges.
EnsureFAISdisclosuresandwebsiteinformationareaccurate.
UpdatetheRMCPtoreflectchangesinbusinessprocessesandregulations.
Overseeonboardingwithbankingpartnersensuringallcompliancestepsare followed.
Developinternaltrainingmaterialsforcompliance.
RequiredSkillsandQualifications
Matric.
AbachelorsdegreeinlawFinanceBusinessAdministrationorarelatedfield would be advantageous.
Minimum3yearsofexperienceincomplianceriskorlegalrolewithin financialservices
Proventrackrecordofsuccessfullymanagingcomplianceprogramsandmitigatingrisks.
Experienceconductingauditsandpreparingcompliancereportsforregulatory bodies.
Excellentanalyticalproblem-solvinganddecision-makingskills.
Strongcommunicationandinterpersonalskillswiththeabilitytoengageand influence stakeholders at all levels.
Requirements
PreferredQualifications
CertifiedComplianceProfessional(CCP)CertifiedRegulatoryCompliance Manger (CRCM) or equivalent certifications.
Previousconsultingexperiencewithdemonstratedabilitytomanagemultiple projects.
Experienceworkinginahighlyregulatedindustry.
Knowledgeofdataprivacylawsandinformationsecuritycompliance.
KeyResponsibilities:
MakenecessaryupdatestoKYCprocessestomeetregulatorydeadlines.
Overseestaffcomplianceespeciallyforsupervisedrepresentatives.
ConductquarterlyreviewsmanageFitandProperdeclarationsandtrack trainingandcertifications.
Managerecordsofsuspicioustransactions.
Maintainkeypoliciesandorganizetrainingforcomplianceandsecurity.
Planandconducttrainingsessionsoncomplianceupdates.
Overseetransactionmonitoringinvestigatesuspiciousactivitiesand escalateasneeded.
Reportanyviolationsofcomplianceorregulatorystandards.
Prepareforregulatoryauditsandmanagereports.
Maintainauthorizedsignatorylistsandsupportregulatoryreviews.
ManageprocessesrelatedtoFAISlicensingincludingrepresentativechanges.
EnsureFAISdisclosuresandwebsiteinformationareaccurate.
UpdatetheRMCPtoreflectchangesinbusinessprocessesandregulations.
Overseeonboardingwithbankingpartnersensuringallcompliancestepsare followed.
Developinternaltrainingmaterialsforcompliance.
RequiredSkillsandQualifications
Matric.
AbachelorsdegreeinlawFinanceBusinessAdministrationorarelatedfield would be advantageous.
Minimum3yearsofexperienceincomplianceriskorlegalrolewithin financialservices
Proventrackrecordofsuccessfullymanagingcomplianceprogramsandmitigatingrisks.
Experienceconductingauditsandpreparingcompliancereportsforregulatory bodies.
Excellentanalyticalproblem-solvinganddecision-makingskills.
Strongcommunicationandinterpersonalskillswiththeabilitytoengageand influence stakeholders at all levels.
Requirements
PreferredQualifications
CertifiedComplianceProfessional(CCP)CertifiedRegulatoryCompliance Manger (CRCM) or equivalent certifications.
Previousconsultingexperiencewithdemonstratedabilitytomanagemultiple projects.
Experienceworkinginahighlyregulatedindustry.
Knowledgeofdataprivacylawsandinformationsecuritycompliance.
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
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