Compliance Analyst II, Risk and Controls

Finance Of America

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profile Job Location:

Plano, TX - USA

profile Monthly Salary: Not Disclosed
Posted on: 30+ days ago
Vacancies: 1 Vacancy

Job Summary

Purpose of Role

Responsible for reviewing and analyzing loan level data and internal reports for compliance with internal policies guidelines and legal and regulatory requirements and enforces compliance standards.

Key Responsibilities and Expectations

  • Analyzes identifies and resolves or further escalates operational issues affecting compliance with internal policies guidelines and legal and regulatory requirements.
  • Reviews and resolves compliance related issues on a loan-by-loan basis (e.g. loan level issues and loan documents systems controls etc.).
  • Analyzes data to provide clear and accurate feedback to management to assist with resolving identified exceptions.
  • Performs a variety of daily tasks (e.g. reviews reports prepares correspondence participates in special department projects etc.).
  • Assists with training more junior Compliance Analysts.
  • Performs other duties as assigned.

Reports To

  • VP Quality Control

Qualifications - Experience/Skills/Competencies

  • Minimum 2 years of related experience in mortgage lending or banking.
  • Requires experience with mortgage operations.
  • Experience providing internal and external customer service excellence.
  • Mathematical acumen to analyze equations.
  • Ability to organize and manage multiple priorities simultaneously.
  • Interpersonal oral and written communication and presentation skills.
  • Analytical and problem-solving skills with a customer service orientation.
  • Organizational prioritization and time management skills with attention to detail to work in a fast paced environment under time constraints.
  • Highly proficient with Microsoft Word Excel PowerPoint and Outlook.

Qualifications - Education - Required

  • Bachelors Degree

Compensation

The base salary range for this position ($70000 - $85000) is inclusive of all geographical differences in the labor market. The base salary for the position will be determined based on factors such as the candidates work location skills education and addition to those factors we believe in the importance of pay equity and consider the internal equity of our current team members in determining any final offer. We offer a competitive benefits package including health dental vision life insurance paid time-off benefits flexible spending account 401(k) with employer match and ESPP.

Additional Information

The application deadline for the job opportunity 11/24/2025.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification. They are not to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

Finance of America is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race color sex (including pregnancy) sexual orientation religion creed age national origin physical or mental disability gender identity and/or expression marital status veteran status or other characteristics protected by law.


Required Experience:

IC

Purpose of RoleResponsible for reviewing and analyzing loan level data and internal reports for compliance with internal policies guidelines and legal and regulatory requirements and enforces compliance standards.Key Responsibilities and ExpectationsAnalyzes identifies and resolves or further escala...
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Key Skills

  • ISO 27001
  • Microsoft Access
  • Risk Management
  • Financial Services
  • PCI
  • Risk Analysis
  • Analysis Skills
  • COBIT
  • NIST Standards
  • SOX
  • Information Security
  • Data Analysis Skills

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