Senior Associate – Global Financial Controls Center of Excellence

Job Description:

Senior Associate Global Financial Controls Center of Excellence

The Role

Are you ready to make an impact If you are excited about partnering with senior leaders to improve critical processes identify automation opportunities and strengthen the controls environment we would love to talk with you! This is your chance to join a world class financial controls function with a leader in the financial services industry.

The GFC Senior Associate role delivers significant value by assessing key risks and controls supporting Fidelitys financial controls environment through integrated audits. This is a high visibility role with frequent interactions with senior leaders including Business Unit Controllers (SVP/VPs) Function Heads process/control owners and other risk groups. The role provides fantastic opportunities to learn about Fidelitys various business units and will report to a Director or Senior Manager within GFC.

The Expertise and Skills You Bring

Play a pivotal role in GFCs assurance and advisory integrated reviews through your keen understanding of financially significant processes and controls consideration. Lead engaging walkthroughs thoroughly evaluate the control environment and partner with management on remediation efforts. Effectively manage relationships and partnerships with internal stakeholders.

• Bachelors Degree or above in relevant fields (e.g. Information Technology Accounting Finance)
• Three plus years of relevant progressive experience with supporting IT audits IT SOX (ITGC ITACs & IPEs) integrated financial statement audits
• Professional certification CISA or CISSP highly desired. Other relevant certifications CPA CA or CIA
• Blend of Public Accounting (IT SOX / SOX) and Internal Audit experience highly desirable
• Direct experience with IT Application Controls (ITACs) report testing (IPEs) and familiarity with IT General Controls (ITGCs)
• Familiarity with system implementations alternative Investments and/or digital assets
• Exposure to general accounting concepts including financial statement risks and controls
• Exposure to partnering with financial auditors on integrated audits
• Strong verbal and written communication skills to present information to team members and clients
• Ability to manage competing priorities and workload timely and with the appropriate level of quality
• Learning agility to quickly understand and connect key concepts

The Team

The Global Financial Controls Center of Excellence (GFC-CoE) is an enterprise-wide function that supports the Finance strategic objective of ensuring a strong financial controls environment. The function provides reasonable assurance over the key processes that impact Fidelitys financial statements. Specifically the GFC-CoE evaluates financial controls through integrated reviews of key business units including Workplace Investing Institutional Wealth & Retail Brokerage Fund and Brokerage Operations & Technology Asset Management Corporate Services Fidelity Insurance Group International sites and advisory reviews over strategic initiatives.

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients money.

Join Us

At Fidelity youll find endless opportunities to build a meaningful career that positively impacts peoples lives including yours. You can take advantage of flexible benefits that support you through every stage of your career empowering you to thrive at work and at home. Honored with a Glassdoor Employees Choice Award we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you dont need a finance background to succeed at Fidelitywe offer a range of opportunities for learning so you can build the career youve always imagined.

Fidelitys hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite all business days of every other week in a Fidelity office.

At Fidelity we value honesty integrity and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation detailed in this document and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal civil litigations and regulatory review employment education and credit review (role dependent). These investigations will account for 7 years or more of history depending on the role. Where permitted by federal or state law Fidelity will also conduct a pre-employment drug screen which will review for the following substances: Amphetamines THC (marijuana) cocaine opiates phencyclidine.

We invite you to Find Your Fidelity at .

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation contact the HR Accommodation Team by sending an email to .

Placement in the range will vary based on job responsibilities and scope geographic location candidates relevant experience and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support market-leading retirement generous paid time off and parental leave charitable giving employee match program and educational assistance including student loan repayment tuition reimbursement and learning resources to develop your career. Note the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Most roles at Fidelity are Hybrid requiring associates to work onsite every other week (all business days M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.

Certifications:

Category: