Compliance Associate
Compliance Associate
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Job Description
Overview
As a Compliance Associate based in our Shanghai office youll help ensure trading activity in China complies with local regulations. You will collaborate closely with Traders Technology and Operations from the Compliance desk providing timely guidance and posttrade monitoring.
This role is intentionally junior and built for growth. Youll receive handson mentorship from a senior compliance lead a structured ramp plan and increasing ownership of defined controls and projects with visibility across this role you will gain direct exposure to multiasset trading (equities fixed income futures/ETFs commodities/options) in a marketmaking environment in one of the largest global prop trading firms.
What youll do
- Monitor and assess regulatory developments evaluate applicability and communicate updates to relevant stakeholders.
- Help with compliance review on trade/account related document QFI documents regulatory reporting document etc.
- Support and coordinate with internal stakeholders on various compliance matters e.g. risk and control reviews training surveillance new business initiatives and incident management.
- Assist company legal and compliance in corporate governance matters as needed.
- Support BAU compliance matters for APAC Compliance team where applicable
- Assist in product advisory and onshore entity general compliance matters.
What were looking for
- Finance Legal or relevant Bachelor and/or Masters education in with strong IT literacy.
- 1 to 3 years professional experience within Financial Services
- Excellent written and verbal communication skills in English and Mandarin
- Prior exposure to equity and/or derivative markets preferred.
- Strong conceptual understanding of IT compliance systems including development review and testing.
- Developed interpersonal skills with the ability to engage and influence senior trading staff.
Whats in it for you
- Our flat hierarchy enables you to drive meaningful impact by leveraging your expertise and taking ownership.
- Global exposure in one of the largest international proprietary trading firms
- Further your learning and career development with our Education Assistance program.
- A lunch allowance stipend for each day you are in the office
- Matched donations and corporate discounts.
- Explore our benefits and culture: link
About Susquehanna
Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Our rigorous and analytical approach to decision making has led Susquehanna to become one of the largest and most successful proprietary trading firms in the our offices around the globe our employees are relentless problem solvers who collaborate to make optimal decisions.
What we do
Susquehannas deep integration of trading technology and quant research makes us experts in trading essentially all listed financial products and asset classes with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.
Equal Opportunity Statement
We encourage applications from candidates from all backgrounds and we welcome requests for reasonableadjustmentsduring the recruitment process to ensure that you can best demonstrate your abilities.
#LI-CC2 #LI-Onsite
Required Experience:
IC
Employment Type
Unclear
