Portfolio Compliance Analyst

Portland - USA

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Location:

200 Middle Street Suite 301 - Portland Maine 04101

Job Profile Summary

The Compliance Analyst supports the Wealth Management Fiduciary Risk & Compliance team in overseeing fiduciary investment management activities. The role ensures adherence to OCC regulations internal policies and fiduciary standards while also serving as a Compliance Administrator for the investment management trading system. This hybrid role offers exposure to both compliance oversight and investment technology.

Responsibilities

Administer investment management compliance in trading system: build test and maintain compliance rules; monitor alerts and violations; resolve exceptions.
Monitor fiduciary investment activity for compliance with OCC regulations and fiduciary principles.
Track and escalate compliance issues using scorecards.
Prepare committee materials governance reports and audit/exam responses.
Support development of policies and procedures aligned with OCC expectations.
Collaborate with portfolio managers risk and audit teams to resolve issues.
Participate in system enhancement and compliance improvement projects.
Perform other duties as assigned in accordance with KeyBank policies and procedures.

Education Qualifications

Bachelors degree in Business Communications Risk Management or related field (required)

Experience Qualifications

A minimum of 1 year of experience in compliance risk audit investment operations or fiduciary services (preferred)
Internship experience or strong academic background considered

Tactical Skills

Strong analytical organizational and problem-solving skills
Excellent written and verbal communication
Proficiency in Microsoft Excel Word and PowerPoint
Self-starter with attention to detail and ability to manage multiple priorities
Experience with investment compliance and/or trading platforms
Familiarity with fiduciary principles and OCC regulations

Job Posting Expiration Date: 10/26/2025 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability or veteran status.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing

Required Experience:

Location:200 Middle Street Suite 301 - Portland Maine 04101Job Profile SummaryThe Compliance Analyst supports the Wealth Management Fiduciary Risk & Compliance team in overseeing fiduciary investment management activities. The role ensures adherence to OCC regulations internal policies and fiduciary...