Toronto Risk & Compliance Regulatory Compliance (Financial Services) Experienced Consultant

You Belong Here

The Protiviti Career provides opportunity to learn inspire and advance within a collaborative and inclusive culture. We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver.

At every level we champion leaders who live our values of integrity inclusion innovation and commitment to success. Imagining our work as a journey we believe integrity guides our way inclusion moves us forward together innovation creates new destinations and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.

Where We Need You

Protiviti is looking for a Risk and Compliance Experienced Consultant to join our growing Regulatory Compliance team.

Protivitis Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive regulatory compliant well controlled and enabled by leading technologies.

What You Can Expect

As an Experienced Consultant youll be provided excellent training and meaningful mentorship to deepen your understanding of business processes and build technical skills. Youll conduct interviews compile and analyze data and document findings. Through interaction with client and project team personnel youll develop professional relationships that contribute to exceptional client service. Youll learn time and project management and take ownership of assignments.

What Will Help You Be Successful

• You are familiar with Canadian regulatory landscape and trends including the increasing focus on risk frameworks and methodologies.

• You are motivated to learn and interested in all things related to regulatory compliance including emerging regulations.

• Being able to support compliance program reviews and remediation validation testing.

• You have regulatory compliance testing monitoring and/or oversight experience.

• You are passionate about building relationships with clients and providing clients with exceptional experience.

• You have an inherent interest in project management and team leadership.

• You contribute to a positive team culture that fosters open communication among all engagement team members.

• You create development opportunities for others and ways for your team to improve our clients and communities.

• You have interest in working with a diverse portfolio of clients across the financial services industry.

Do Your Talents Include the Following

• Experience with or understanding of:

• Develop an understanding of the clients business and industry their business processes and business risks.

• Bring a fresh perspective to each client engagement seeking out opportunities to innovate in ways that better serve our clients.

• Evaluating summarizing organizing and interpreting data.

• Establishing and cultivating business relationships and a professional network.

• Ability to translate and communicate regulatory compliance issues to client personnel including executives.

• Supervisory experience of teams including mentoring oversight and review of work coordination across teams and understanding how to motivate.

Your Educational and Professional Qualifications

• Bachelors degree in a relevant discipline (business finance risk management or a related field).

• 1 years working in regulatory compliance either as a regulatory examiner or in the financial services industry.

• Skills in data analytics and can interpret complex regulatory data using tools such as Excel SQL Power BI or Tableau.

• Experience in internal audit and/or in second line testing with a strong understanding of regulatory compliance internal controls and compliance methodologies.

• Experience working with a regulator such as a field examiner or policy team member is highly desirable.

• Financial Services Industry (FSI) experience ideally within the second or third line of defense.

Our Hybrid Workplace

Protiviti practices a hybrid model which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements vary by client project team and other business factors. Our people work both in-person in local Protiviti offices and on client sites which can include local or out-of-state travel based on our projects and client requests and commitments.

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