Compliance Officer, Technology Governance
Compliance Officer, Technology Governance
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Job Description
Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.
At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC please visit
What youll be doing
Reporting to the Director Centralized Applications Automation and Governance the Compliance Officer Technology Governance is responsible for performing important analytical functions to support CIBCs Capital Markets Compliance program and drive efficiencies through modernization initiatives resulting in capacity creation and where applicable cost savings or cost avoidance. The Compliance Officer is primarily responsible for assisting with (i) centrally (and globally) managing Capital Markets Compliances technology applications and automation including ensuring the appropriate governance over those systems (ii) supporting some monitoring and testing activities for the Capital Markets Compliance (CMC) (iii) CMCs obligations in meeting enterprise data governance data management and record management requirements.
At CIBC we enable the work environment most optimal for you to thrive in your have the flexibility to manage your work activities within a hybrid work arrangement where youll spend 1-3 days per week on-site while other days will be remote.
How youll succeed
- Technology Solutions Administration Assist with the administration of technology solutions utilized by CMC to meet its regulatory obligations across relevant jurisdictions.
- Cross-Functional Collaboration Collaborate with vendors Risk Management and Technology Teams to ensure the successful management of technology releases enhancements defect resolutions and production issues for CMCs technology solutions.
- Business Managed Technologies Oversight Oversee the maintenance and policy adherence for Business Managed Technologies (BMTs) and process automations.
- Trade Surveillance Optimization Provide advice to trade surveillance teams on optimizing the use of applications and technology for monitoring purposes.
- Advanced Analytics Support Deliver advanced analytics support in maintaining established Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs).
- Data Management Compliance Ensure adherence to CIBCs data management policies.
Who you are
- You can demonstrate experience in management reporting. You possess strong written and verbal communication skills. Youre proficient in using PowerPoint and Excel. You have a Proven track record of developing KPIs and KRIs. Its an asset if you have project management experience.
- Its an asset if you have prior Regulatory Compliance Management strategy or consulting experience.
- Your influence makes a difference. You know that relationships and networks are essential to success.
- You look beyond the moment. You know what you do will make a difference today and tomorrow. You look for new opportunities to define whats possible.
- You give meaning to data. You enjoy investigating complex problems and making sense of information. You communicate detailed information in a meaningful way.
- Values matter to you. You bring your real self to work and you live our values - trust teamwork and accountability.
- Youre a project contributor. You have the ability to assist with Compliance technology projects applying your technical skills and market knowledge.
- Youre a strong communicator. You possess excellent verbal and written communication skills and can convey complex information clearly and effectively.
KNOWLEDGE AND SKILLS
- 4-year undergraduate degree;
- Minimum 0-2 years of capital markets experience;
- Strong data analytics skills;
- Proficiency in VBA and Python;
- Strong proficiency in PowerPoint and Excel;
- Familiarity with global financial markets trading practices and regulatory requirements;
- Ability to assist with Compliance technology projects;
- Strong proficiency in PowerPoint and Excel;
- Strong interpersonal skills in order to maintain working relationships with senior management;
- Excellent verbal and writing skills.
What CIBC Offers
At CIBC your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career rather than just a paycheck.
We work to recognize you in meaningful personalized ways including a competitive salary incentive pay banking benefits a benefits program* defined benefit pension plan* an employee share purchase plan a vacation offering wellbeing support and MomentMakers our social points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditions
What you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation please contact
You need to be legally eligible to work at the location(s) specified above and where applicable must have a valid work or study permit.
We may ask you to complete an attribute-based assessment and other skills tests (such as simulation coding French proficiency MS Office). Our goal for the application process is to get to know more about you all that you have to offer and give you the opportunity to learn more about us.
Job Location
Toronto-161 Bay St. 10thEmployment Type
RegularWeekly Hours
37.5Skills
Compliance Reporting Compliance Testing Decision Making Regulatory Compliance Risk Assessments Strategic AdviceRequired Experience:
Unclear Seniority
Employment Type
Full-Time
