Vice President, Compliance Advisor, Fixed Income, Currency and Commodities (FICC)
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Department:
Job Summary
Are you ready to make a meaningful impact in financial markets As a Compliance Advisor youll collaborate with industry leaders drive responsible business growth and help shape the future of risk management. We foster a culture of innovation teamwork and continuous improvement. If youre passionate about compliance and eager to work in a dynamic environment this is the opportunity for you.
As the Vice President Compliance Advisor within the Fixed Income Currency and Commodities team you are responsible of supporting the business growth and maintaining resilience. You will provide expert guidance on regulatory requirements contribute to business strategies and promote process enhancements. Youll work closely with stakeholders across the region helping us anticipate and address emerging risks while fostering a culture of excellence and collaboration.
Job Responsibilities
- Advise on compliance matters for the FICC business regionally with a focus on Commodities
- Assess regulatory and compliance risks in existing and proposed business activities
- Initiate coordinate and implement process enhancements as needed
- Manage regulatory updates developments and inquiries in the region
- Liaise with global compliance counterparts to communicate APAC issues and stay informed on global initiatives
- Review new products and initiatives from a compliance perspective
- Support the design development and ongoing operation of the compliance program
- Prepare and deliver compliance training materials across Asia
- Draft and manage the rollout of compliance policies procedures and guidelines
- Collaborate with country and corporate compliance groups and other control functions such as Operations Technology Finance Tax and Legal
Required Qualifications Capabilities and Skills
- Bachelors degree in Finance Economics or a related discipline
- Minimum 6 years of experience within a securities firm bank or equivalent financial institution in the Asia Pacific region with experience in FICC products
- Strong familiarity with FICC business and related regulations
- Excellent communication interpersonal and influencing skills
- Proven analytical problem-solving and organizational abilities
- Demonstrated ability to manage multiple projects simultaneously
- Ability to work independently and collaboratively within a team
- High attention to detail and inquisitive mindset
Preferred Qualifications Capabilities and Skills
- Professional qualifications from reputable training institutes or professional bodies
- Experience delivering compliance training and developing compliance programs
- Prior experience working with global teams and stakeholders
- Knowledge of regulatory requirementsincluding relevant global and Asia regulations
- Experience in commodities compliance
- Project management certification or experience
- Advanced proficiency in data analysis or technology tools relevant to compliance
Required Experience:
Chief
Key Skills
- Change Management
- Financial Services
- Growing Experience
- Managed Care
- Management Experience
- Analysis Skills
- Senior Leadership
- Performance Management
- Process Management
- Leadership Experience
- negotiation
- Analytics
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
