Compliance Control Room Associate
Compliance Control Room Associate
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Job Description
The Control Room part of the Compliance Conduct and Operational Risk (CCOR) organization is seeking an associate for a role in our London Office in Canary Wharf. The Control Room is responsible for maintaining the integrity of the Firms information barriers by monitoring and controlling the flow of information between the Firms private side and public side addition the Control Room tracks investment banking transactions to ensure that all restrictions are applied in a timely manner as well as advises the firms various divisions on the applicability of those restrictions.
As a Control Room Officer - Associate within Risk Management and Compliance you will be at the center of keeping JPMorgan strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be best-in-class.
Job Responsibilities
Interact with the Banking Sales and Trading and Asset Management teams to ensure the Firms Watch and Restricted lists are properly maintained
Review Research publications to ensure compliance with legal and regulatory obligations
Manage communications between Research and Investment Banking to ensure compliance with the Research Settlement
Provide advice and guidance to front office businesses in respect of permissible interaction with research analysts pre-clearing permitted communications between them and chaperoning as necessary
Provide advice and guidance to the business in respect of the firms watch & restricted list policy research restrictions during advisory mandates and other Control Room-owned policies
Provide training to various business areas in respect of Control Room related policies and procedures
Required qualifications capabilities and skills
Relevant Compliance experience in an investment bank
Confident with excellent communication skills written and oral and strong interpersonal skills with the ability to establish credibility with business partners.
Excellent analytical and problem-solving skills.
Motivated and proactive with the aptitude to initiate action and deliver results adapt to change make difficult decisions and accept challenging assignments.
Ability to work as a member of a team in a high-pressure fast-paced environment.
Highly organized detail-oriented and energetic individual with the ability to manage complex tasks simultaneously in a deadline-intensive environment.
Degree level education.
Preferred qualifications capabilities and skills
Previous experience within a Control Room role or private side advisory role.
Required Experience:
IC
Employment Type
Full-Time
